TD WEALTH MANAGEMENT SERVICES INC.
CRD #6940 SEC #801-44569 PHILADELPHIA, PA 215-282-4400
SEC Registered Broker-Dealer
Total AUM
$630.7M
Discretionary
$630.7M
Employees
51
Clients
10
Accounts
221
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALEY, MARVIN | I | PRESIDENT / CHAIRMAN | NA | Control |
| GERTIE, JAMES LEO | I | DIRECTOR | NA | Control |
| GERTIE, JAMES LEO | I | DIRECTOR | NA | Control |
| GREGOR, STANLEY ANTHONY | I | CEO/PRESIDENT | NA | Control |
| GREGOR, STANLEY ANTHONY | I | CEO/PRESIDENT | NA | Control |
| KELM, CHRISTOPHER THOMAS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | COMPLIANCE OFFICER | NA | Control |
| LUTZKER, MARIA FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | CFO/SECRETARY/FINOP | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | DIRECTOR | NA | Control |
| MALLOY, TERRENCE JAMES | I | CFO/SECRETARY/FINOP | NA | Control |
| PAULS, DOUGLAS J. | I | DIRECTOR | NA | Control |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| REILLY, JAMES, E | I | SECRETARY | NA | |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/ACCOUNTING MANAGER | NA | Control |
| RUBINSOHN, MARC ALAN | I | FINOP/CFO/DIRECTOR | NA | Control |
| RYAN, GEOFF | I | ASSISTANT SECRETARY | NA | Control |
| SANKOVIC, RUDY J | I | DIRECTOR | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | PRESIDENT/CHAIRMAN | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | PRESIDENT/CHAIRMAN | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | PRESIDENT/CHAIRMAN | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | PRESIDENT/CHAIRMAN | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | PRESIDENT/CHAIRMAN | NA | Control |
| SPINELLI, RAYMOND THOMAS JR | I | SVP - HEAD OF SALES | NA | Control |
| STAFFORD, VINCENT JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| STAFFORD, VINCENT JOSEPH | I | CHAIRMAN/PRESIDENT | NA | Control |
| STAFFORD, VINCENT JOSEPH | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| THOMPSON, DAVID BAXTER | I | SENIOR VP/DIRECTOR | NA | Control |
| THOMPSON, DAVID BAXTER | I | SENIOR VP/DIRECTOR | NA | Control |
| VERNON, RUSSELL OWEN | I | PRESIDENT | NA | Control |
| VERNON, RUSSELL OWEN | I | PRESIDENT | NA | Control |
| VERNON, RUSSELL OWEN | I | PRESIDENT | NA | Control |
| VERNON, RUSSELL OWEN | I | PRESIDENT | NA | Control |
| VERNON, RUSSELL OWEN | I | PRESIDENT | NA | Control |
| WHALEN, MICHELE MARIE | I | DIRECTOR | NA | Control |
| WHITEHEAD, PAUL C | I | DIRECTOR | NA | Control |
| WHYTE, KEVIN J | I | DIRECTOR | NA | Control |
| WIDERMAN, WILLIAM LYLE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOJCIK, DAVID | I | DIRECTOR | NA | Control |
| WOJCIK, DAVID | I | DIRECTOR | NA | Control |
| WOJCIK, DAVID | I | DIRECTOR | NA | Control |
| WOJCIK, DAVID | I | DIRECTOR | NA | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| COMMERCE BANK, N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
| TD BANK N.A. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| COMMERCE BANCORP., INC. | DE | COMMERCE BANK, N.A. | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD BANKNORTH INC. | DE | TD BANK, NA | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| TD US P&C HOLDINGS, ULC | FE | TD BANKNORTH INC. | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS, ULC | E | Control |
Registrations
Federal
IA
Oct 2, 2009 REGISTERED
Notice Filings (19)
AL CT DC DE FL MA MD ME MO NC NH NJ NV NY PA RI TX VA VT
Address
2005 MARKET STREET, SUITE 200PHILADELPHIA, PA 19103
United States
Phone: 215-282-4400