SECURITIES CORPORATION OF IOWA
CRD #6945 SEC #801-45514 CEDAR RAPIDS, IA 800-747-1213
SEC Registered Broker-Dealer
Total AUM
$40.5M
Discretionary
$23.5M
Employees
--
Clients
26
Accounts
147
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GERTSEN, DEBORAH JOAN LINDBERG | I | SECRETARY | NA | |
| JOHNSON, JAMES HAROLD | I | SENIOR VICE PRESIDENT, CROP | NA | Control |
| KNAPP, RUSSELL FLOYD | I | CHAIRMAN EMERITUS | NA | |
| KOKONTIS, MARY CONSTANCE | I | TREASURER | NA | Control |
| MULLER, DONALD HEINZ | I | PRESIDENT AND DIRECTOR | NA | Control |
| RANDOLPH, AARON PETER JR | I | SR. VICE PRESIDENT, SROP, BR. MGR., DIRECTOR | NA | Control |
| RICHARD, JAMES HENRY | I | MANAGING DIRECTOR AND DIRECTOR | NA | |
| SPARKS, DAVID GEORGE | I | SR. VICE PRESIDENT AND DIRECTOR | NA | |
| WELSH, NANCY ANN | I | VICE PRESIDENT | NA | |
| RAGEN MACKENZIE GROUP, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WELLS FARGO & COMPANY, A DELAWARE CORPORATION | DE | RAGEN MACKENZIE GROUP, INC. | E | Control |
Registrations
Federal
IA
Sep 27, 2001 REGISTERED
Notice Filings (3)
IA IL WI
Address
200 SECOND AVENUE SECEDAR RAPIDS, IA 52401-1326
USA
Phone: 800-747-1213