DUNCAN-WILLIAMS, INC.
CRD #6950 SEC #801-68820 MEMPHIS, TN 901-260-6800
SEC Registered Broker-Dealer
Total AUM
$30M
Discretionary
$3.7M
Employees
51
Clients
51
Accounts
128
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABIGAL WARE WILLIAMS | I | PASSIVE STOCKHOLDER | NA | |
| ABIGAL WARE WILLIAMS | I | PASSIVE STOCKHOLDER | NA | |
| WILLLIAMS HOLDING COMPANY | DE | 100% OWNER OF NON-VOTING STOCK | NA | Control |
| WILLLIAMS HOLDING COMPANY | DE | 100% OWNER OF NON-VOTING STOCK | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIEMBA, CHARLES BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | CO-CHAIRMAN | C | Control |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| ABIGAL WARE WILLIAMS | I | VOTING STOCK SHAREHOLDER | B | |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| MALMO, DONALD ANTHONY | I | CO-CHAIRMAN | B | Control |
| REID, FRANKLIN FARLEY | I | EXECUTIVE VICE PRESIDENT | B | Control |
| REID, FRANKLIN FARLEY | I | EXECUTIVE VICE PRESIDENT | B | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | PASSIVE STOCKHOLDER | B | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | PASSIVE STOCKHOLDER | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT/CEO | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT/CEO | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| WILLIAMS, DUNCAN FRANKLIN | I | PRESIDENT | B | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| REID, FRANKLIN FARLEY | I | CFO | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | PASSIVE STOCKHOLDER | A | Control |
| SMITH, DEBRA SUE | I | PASSIVE STOCKHOLDER | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
| SMITH, DEBRA SUE | I | CORPORATE SECRETARY | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, CAROLYN SCARBROUGH | I | WILLIAMS HOLDING COMPANY | E | Control |
| WILLIAMS, CAROLYN SCARBROUGH | I | WILLIAMS HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Oct 3, 2012 REGISTERED
Notice Filings (2)
OH TN
Address
6750 POPLAR AVE. SUITE 300MEMPHIS, TN 38138
United States
Phone: 901-260-6800