HSBC BROKERAGE (USA) INC.
CRD #6956 SEC #801-61008 NEW YORK, NY 212-525-2780
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COON, DAVID BRUCE | I | SALES DIRECTOR | NA | Control |
| FRIED, DAVID LAWRENCE | I | DIRECTOR | NA | Control |
| FUREY III, THOMAS JOSEPH | I | CHIEF TRADING OFFICER | NA | Control |
| GALLINO, JOSEPH ANTHONY | I | ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| KREBS, KARL FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUGGIERO, THOMAS ANTHONY | I | SALES DIRECTOR | NA | Control |
| SAMANIEGO, FABIAN ANABAL JR | I | CHIEF OPERATING OFFICER | NA | Control |
| TUNG, GEA | I | SECRETARY | NA | |
| VARTABEDIAN, RICHARD H | I | DIRECTOR | NA | Control |
| WEBSTER, GREGORY HAROLD | I | DIRECTOR, CEO & FIRM PRINCIPAL | NA | Control |
| HSBC BANK USA | DE | 100% SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HSBC FINANCE (NETHERLANDS) | FE | HSBC HOLDINGS BV | E | Control |
| HSBC HOLDINGS BV | FE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC FINANCE (NETHERLANDS) | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
Registrations
Federal
IA
Mar 13, 2002 REGISTERED
Notice Filings (3)
CA FL NY
Address
452 FIFTH AVENUENEW YORK, NY 10018
USA
Phone: 212-525-2780