CORBY ASSET MANAGEMENT LLC
CRD #7165 SEC #801-67120 BOSTON, MA 617-482-8780
SEC Registered Broker-Dealer
Total AUM
$42M
Discretionary
$42M
Employees
5
Clients
0
Accounts
128
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENDERGAST, DAVID FOSTER | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| PENDERGAST, DAVID FOSTER | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| REILLY, MICHAEL JOHN | I | MANAGING MEMBER | E | Control |
| REILLY, MICHAEL JOHN | I | MANAGING MEMBER | E | Control |
| CORBY, ROBERT WISS | I | DIRECTOR | B | |
| COLLIER, JENNIFER RUTH | I | PORTFOLIO MANAGER | A | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (2)
MA NY
Address
10 HIGH ST.BOSTON, MA 2110
USA
Phone: 617-482-8780