THE ROBINSON-HUMPHREY COMPANY, LLC
CRD #723 SEC #801-40010 ATLANTA, GA 404-266-6000
SEC Registered Broker-Dealer
Total AUM
$1.4B
Discretionary
$1.4B
Employees
501
Clients
51
Accounts
8,469
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 6, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHER, THOMAS JOSEPH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BORCHERS, LEON JON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| CAFFEY, KIP REED | I | MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| CHANCY, MARK ALAN | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| CLEMENTS, GEORGE BUNCH | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| CLEMENTS, GEORGE BUNCH | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| COLLINS, HAROLD SCOTT | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| DAY, MICHAEL JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOWLING, RODERICK A | I | PRESIDENT AND DIRECTOR | NA | Control |
| DUNN, KEVIN JOSEPH | I | SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| GLENN, ROBERT JAMES | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GRAY, DAVID HALL | I | MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| HUTTON, H.WAYNE WAYNE | I | DIRECTOR | NA | Control |
| HUTTON, H.WAYNE WAYNE | I | DIRECTOR | NA | Control |
| JANIAK, ANTHONY RICHARD JR | I | DIRECTOR | NA | Control |
| JANIAK, ANTHONY RICHARD JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JUMP, WILLIAM ASHBY III | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| KILGORE, JON WILTON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| KUKLENSKI, KIRBY JUDE | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| KUKLENSKI, KIRBY JUDE | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| MORGAN, MICHELLE MARIE | I | CROP | NA | Control |
| MORGAN, MICHELLE MARIE | I | CROP | NA | Control |
| MURPHY, KEVIN LEO | I | SROP | NA | Control |
| OMEARA, GERARD JOSEPH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ONEILL, JAMES ARTHUR | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| PRINCE, DAVID CANNON | I | GENERAL COUNSEL, CORPORATE SECRETARY AND DIRECTOR OF COMPLIANCE | NA | Control |
| SANDS, JEROME DALY JR | I | CHAIRMAN OF THE BOARD | NA | Control |
| SHERMAN, WILLIAM TECHUMSCH | I | SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| SORDIPREITE, VIRGINIA A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STIDHAM, REESE MCGREGOR III | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STIDHAM, REESE MCGREGOR III | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SWIFT, HENRY WOODRUFF JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SWIFT, HENRY WOODRUFF JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| TRACY, THOMAS KIT | I | CHIEF EXECUTIVE OFFICER, VICE CHAIRMAN AND DIRECTOR | NA | Control |
| TRAYNOR, FRANCIS MOFFITT JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| TRAYNOR, FRANCIS MOFFITT JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| WINN, HOLLIS KEITH | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| WOODRUFF, MILTON MARVIN JR | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| WRIGHT, JEANNIE BIRD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| YOW, LAWSON SHADBURN | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| ZIMMERMAN, JOHN CONRAD JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| ZIMMERMAN, JOHN CONRAD JR | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SALOMON SMITH BARNEY INC. | DE | OWNER | E | Control |
| SALOMON SMITH BARNEY INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP INC. (FORMERLY TRAVELERS GROUP INC.) | DE | SALOMON SMITH BARNEY HOLDINGS INC. (SSBHI) | E | Control |
| CITIGROUP INC. (FORMERLY TRAVELERS GROUP INC.) | DE | SALOMON SMITH BARNEY HOLDINGS INC. (SSBHI) | E | Control |
| SALOMON BROTHERS HOLDING COMPANY INC. | DE | SALOMON SMITH BARNEY INC. | E | Control |
| SALOMON BROTHERS HOLDING COMPANY INC. | DE | SALOMON SMITH BARNEY INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SALOMON BROTHERS HOLDING COMPANY, INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SALOMON BROTHERS HOLDING COMPANY, INC. | E | Control |
Registrations
Federal
IA
Sep 6, 2001 REGISTERED
Notice Filings (41)
AK AL AR CA CO CT DC DE FL GA HI IA ID IL IN KS LA MD ME MN MO MT NC ND NE NH NM NV NY OH OK RI SC SD TN TX UT VA VT WA WI
Address
3333 PEACHTREE RD, NEATLANTA, GA 30326
USA
Phone: 404-266-6000