NTB FINANCIAL CORPORATION
Legal name: NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION
CRD #7425 SEC #801-65853 CENTENNIAL, CO 303-825-1825
SEC Registered Broker-Dealer Disclosures
Total AUM
$250.3M
Discretionary
$243M
Employees
58
Clients
0
Accounts
724
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2022 | $250.3M | $243M | $7.2M | 58 | 409 |
| Sep 2022 | $250.3M | $243M | $7.2M | 58 | 409 |
| Mar 2022 | $269.1M | $259.7M | $9.4M | 58 | 409 |
| Feb 2022 | $269.1M | $259.7M | $9.4M | 58 | 409 |
| Oct 2021 | $269.1M | $259.7M | $9.4M | 58 | 409 |
| Jan 2021 | $231.9M | $209.7M | $22.2M | 43 | 561 |
| Sep 2020 | $231.9M | $209.7M | $22.2M | 43 | 561 |
| Jul 2020 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Jun 2020 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Jun 2020 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Feb 2020 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Jan 2020 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Sep 2019 | $217.2M | $185.8M | $31.4M | 44 | 957 |
| Apr 2019 | $243.9M | $207.8M | $36.1M | 64 | 1,145 |
| Nov 2018 | $243.9M | $207.8M | $36.1M | 64 | 1,145 |
| Aug 2018 | $243.9M | $207.8M | $36.1M | 64 | 1,145 |
| Aug 2018 | $243.9M | $207.8M | $36.1M | 64 | 1,145 |
| Apr 2018 | $281.8M | $194.3M | $87.5M | 64 | 1,150 |
| Oct 2017 | $281.8M | $194.3M | $87.5M | 64 | 1,150 |
| Jul 2017 | $281.8M | $194.3M | $87.5M | 64 | 800 |
| Jun 2017 | $229.9M | $147.9M | $82M | 64 | 800 |
| Jun 2017 | $229.9M | $147.9M | $82M | 64 | 800 |
| Jun 2017 | $229.9M | $147.9M | $82M | 64 | 800 |
| May 2017 | $229.9M | $147.9M | $82M | 64 | 800 |
| Sep 2016 | $229.9M | $147.9M | $82M | 64 | 800 |
| Jun 2016 | $229.9M | $147.9M | $82M | 65 | 800 |
| Mar 2016 | $229.9M | $147.9M | $82M | 64 | 800 |
| Sep 2015 | $223.7M | $146.2M | $77.5M | 62 | 600 |
| Sep 2015 | $223.7M | $146.2M | $77.5M | 62 | 600 |
| Mar 2015 | $229.7M | $149.2M | $80.5M | 53 | 500 |
| Mar 2015 | $229.7M | $149.2M | $80.5M | 53 | 500 |
| Oct 2014 | $229.7M | $149.2M | $80.5M | 53 | 500 |
| Sep 2014 | $229.7M | $149.2M | $80.5M | 53 | 500 |
| Sep 2013 | $171M | $101M | $70M | 53 | 400 |
| Sep 2013 | $171M | $101M | $70M | 53 | 400 |
| Sep 2012 | $159.6M | $87.8M | $71.8M | 11 | 400 |
| Feb 2012 | $146.8M | $73.8M | $73M | 11 | 400 |
| Nov 2011 | $146.8M | $73.8M | $73M | 11 | 251 |
| Mar 2011 | $124.2M | $63.1M | $61.1M | -- | -- |
| Feb 2011 | $124.2M | $63.1M | $61.1M | -- | -- |
| Sep 2010 | $124.2M | $63.1M | $61.1M | -- | -- |
| Nov 2007 | $129.7M | $53.3M | $76.4M | 51 | -- |
| Nov 2006 | $104.6M | $4.6M | $100M | 51 | -- |
| Dec 2005 | $45.8M | $3.3M | $42.5M | 51 | -- |
DateDec 2022
Total AUM$250.3M
Discretionary$243M
Non-Disc.$7.2M
Employees58
Clients409
DateSep 2022
Total AUM$250.3M
Discretionary$243M
Non-Disc.$7.2M
Employees58
Clients409
DateMar 2022
Total AUM$269.1M
Discretionary$259.7M
Non-Disc.$9.4M
Employees58
Clients409
DateFeb 2022
Total AUM$269.1M
Discretionary$259.7M
Non-Disc.$9.4M
Employees58
Clients409
DateOct 2021
Total AUM$269.1M
Discretionary$259.7M
Non-Disc.$9.4M
Employees58
Clients409
DateJan 2021
Total AUM$231.9M
Discretionary$209.7M
Non-Disc.$22.2M
Employees43
Clients561
DateSep 2020
Total AUM$231.9M
Discretionary$209.7M
Non-Disc.$22.2M
Employees43
Clients561
DateJul 2020
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateJun 2020
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateJun 2020
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateFeb 2020
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateJan 2020
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateSep 2019
Total AUM$217.2M
Discretionary$185.8M
Non-Disc.$31.4M
Employees44
Clients957
DateApr 2019
Total AUM$243.9M
Discretionary$207.8M
Non-Disc.$36.1M
Employees64
Clients1,145
DateNov 2018
Total AUM$243.9M
Discretionary$207.8M
Non-Disc.$36.1M
Employees64
Clients1,145
DateAug 2018
Total AUM$243.9M
Discretionary$207.8M
Non-Disc.$36.1M
Employees64
Clients1,145
DateAug 2018
Total AUM$243.9M
Discretionary$207.8M
Non-Disc.$36.1M
Employees64
Clients1,145
DateApr 2018
Total AUM$281.8M
Discretionary$194.3M
Non-Disc.$87.5M
Employees64
Clients1,150
DateOct 2017
Total AUM$281.8M
Discretionary$194.3M
Non-Disc.$87.5M
Employees64
Clients1,150
DateJul 2017
Total AUM$281.8M
Discretionary$194.3M
Non-Disc.$87.5M
Employees64
Clients800
DateJun 2017
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateJun 2017
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateJun 2017
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateMay 2017
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateSep 2016
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateJun 2016
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees65
Clients800
DateMar 2016
Total AUM$229.9M
Discretionary$147.9M
Non-Disc.$82M
Employees64
Clients800
DateSep 2015
Total AUM$223.7M
Discretionary$146.2M
Non-Disc.$77.5M
Employees62
Clients600
DateSep 2015
Total AUM$223.7M
Discretionary$146.2M
Non-Disc.$77.5M
Employees62
Clients600
DateMar 2015
Total AUM$229.7M
Discretionary$149.2M
Non-Disc.$80.5M
Employees53
Clients500
DateMar 2015
Total AUM$229.7M
Discretionary$149.2M
Non-Disc.$80.5M
Employees53
Clients500
DateOct 2014
Total AUM$229.7M
Discretionary$149.2M
Non-Disc.$80.5M
Employees53
Clients500
DateSep 2014
Total AUM$229.7M
Discretionary$149.2M
Non-Disc.$80.5M
Employees53
Clients500
DateSep 2013
Total AUM$171M
Discretionary$101M
Non-Disc.$70M
Employees53
Clients400
DateSep 2013
Total AUM$171M
Discretionary$101M
Non-Disc.$70M
Employees53
Clients400
DateSep 2012
Total AUM$159.6M
Discretionary$87.8M
Non-Disc.$71.8M
Employees11
Clients400
DateFeb 2012
Total AUM$146.8M
Discretionary$73.8M
Non-Disc.$73M
Employees11
Clients400
DateNov 2011
Total AUM$146.8M
Discretionary$73.8M
Non-Disc.$73M
Employees11
Clients251
DateMar 2011
Total AUM$124.2M
Discretionary$63.1M
Non-Disc.$61.1M
Employees--
Clients--
DateFeb 2011
Total AUM$124.2M
Discretionary$63.1M
Non-Disc.$61.1M
Employees--
Clients--
DateSep 2010
Total AUM$124.2M
Discretionary$63.1M
Non-Disc.$61.1M
Employees--
Clients--
DateNov 2007
Total AUM$129.7M
Discretionary$53.3M
Non-Disc.$76.4M
Employees51
Clients--
DateNov 2006
Total AUM$104.6M
Discretionary$4.6M
Non-Disc.$100M
Employees51
Clients--
DateDec 2005
Total AUM$45.8M
Discretionary$3.3M
Non-Disc.$42.5M
Employees51
Clients--