H. G. WELLINGTON & CO., INC.
Legal name: H. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION
CRD #7536 SEC #801-22046 NEW YORK, NY 212-732-6800
SEC Registered Broker-Dealer
Total AUM
$223.4M
Discretionary
$212.7M
Employees
--
Clients
0
Accounts
188
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| CEMBROLA, JOSEPH NICHOLAS | I | SR VP OF OPERATIONS , DIRECTOR | NA | |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| GRANT, THOMAS WATERS | I | PRESIDENT , DIRECTOR,CEO | NA | Control |
| MEYER, CHRISTOPHER FRANCIS | I | CHIEF COMPLIANCE OFFICER , AML OFFICER | NA | |
| MEYER, CHRISTOPHER FRANCIS | I | CHIEF COMPLIANCE OFFICER , AML OFFICER | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,TREASURER,DIRECTOR,SR VP, CROP,FINOP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,TREASURER,DIRECTOR,SR VP, CROP,FINOP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP, CROP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| OBRIEN, JOHN PATRICK | I | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SHADEK, JAMES MCCLENAHAN | I | SENIOR VICE PRESIDENT - SALES | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| SPERRY, MARK PORTER | I | SR VP, DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WELLINGTON, CHARLES H | I | SENIOR VP , DIRECTOR | NA | |
| WRIGHT, DAN MAC PHAIL | I | VP , DIRECTOR | NA | |
| WRIGHT, DAN MAC PHAIL | I | VP , DIRECTOR | NA | |
| WRIGHT, DAN MAC PHAIL | I | VP , DIRECTOR | NA | |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| GULDEN, PAUL IMMO JR | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | B | |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| LAGEMANN, PETER JAY | I | EXECUTIVE VICE PRESIDENT,DIRECTOR | B | Control |
| MERRILL, ROBERT GORDON | I | DIRECTOR | B | Control |
| MERRILL, ROBERT GORDON | I | DIRECTOR | B | Control |
| MERRILL, ROBERT GORDON | I | DIRECTOR | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY, SROP | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| SHADEK, LAURENCE ARTHUR | I | EXEC VP , DIRECTOR , SECRETARY | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| WELLINGTON, HERBERT G JR | I | CHAIRMAN | B | Control |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | A | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | A | |
| HOTTINGER CAPITAL CORP | DE | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | SHAREHOLDER | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A | |
| MERRILL, ROBERT GORDON | I | DIRECTOR | A |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (29)
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Address
140 BROADWAY44TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-732-6800