STERN FISHER EDWARDS INC
Legal name: SFE INVESTMENT COUNSEL
CRD #7548 SEC #801-23506 LOS ANGELES, CA 213-612-0220
SEC Registered Broker-Dealer
Total AUM
$146.3M
Discretionary
$130.9M
Employees
10
Clients
0
Accounts
244
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BOHLEN, CHARLES EUSTIS JR. | I | VICE PRESIDENT, DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| BUTORAC, EDWARD JOSEPH JR | I | DIRECTOR | NA | |
| GIAUQUE, GREGORY CANNON | I | DIRECTOR | NA | |
| GIAUQUE, GREGORY CANNON | I | DIRECTOR | NA | |
| TERNAN, EDWARD JAMES | I | DIRECTOR | NA | |
| TERNAN, EDWARD JAMES | I | DIRECTOR | NA | |
| THOMSEN, DAVID JOHN | I | DIRECTOR | NA | |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| FISHER, EARL WEBSTER JR | I | CHAIRMAN | D | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED MAX JR | I | VICE CHAIRMAN | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | B | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | A | Control |
| KMETT, JON MICHAEL | I | PRESIDENT, DIRECTOR AND CFO | A | Control |
| MCCASLAND, TERI MAY | I | VICE PRESIDENT, DIRECTOR, SECRETARY | A | |
| MCCASLAND, TERI MAY | I | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | |
| MCCASLAND, TERI MAY | I | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | |
| MCCASLAND, TERI MAY | I | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | |
| MCCASLAND, TERI MAY | I | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | |
| MCCASLAND, TERI MAY | I | VICE PRESIDENT, DIRECTOR, SECRETARY | A | |
| MCCASLAND, TERI MAY | I | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | A | |
| MCCASLAND, TERI MAY | I | VICE PRESIDENT, DIRECTOR, SECRETARY | A |
Registrations
Federal
IA
Oct 20, 2005 REGISTERED
Notice Filings (2)
CA TX
Address
1000 WILSHIRE BLVD.SUITE 1950
LOS ANGELES, CA 90017
USA
Phone: 213-612-0220