RIA Intelligence

MORGAN STANLEY DW INC.

Legal name: MORGAN STANLEY

CRD #7556 SEC #801-11745 PURCHASE, NY (914) 225-6092
SEC Registered Broker-Dealer
Total AUM
$104B
Discretionary
$11.7B
Employees
--
Clients
--
Accounts
512,918

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
NOVEMBER
Registration Date
--
Latest Filing
Feb 27, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALONSO, BRUCE FREDERICKIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ALONSO, BRUCE FREDERICKIDIRECTORNA Control
ARMSTRONG, PAMELAICHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESSNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
BIANCO, FRANKICHIEF FINANCIAL OFFICERNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHAN, MARIONICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
CHENG, NOLANDICHIEF OPERATIONS OFFICERNA
CHENG, NOLANDICHIEF OPERATIONS OFFICERNA
CHENG, NOLANDICHIEF OPERATIONS OFFICERNA
CHENG, NOLANDICHIEF OPERATIONS OFFICERNA
CIMINERA, LAURAICROPNA
CIMINERA, LAURAICROPNA
CIMINERA, LAURAICROPNA
CIMINERA, LAURAICROPNA
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CLARK, MAYREE CARROLLIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
CRAWFORD, STEPHEN SAMUELIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
DURBIN, MICHAEL ROSSIDIRECTORNA Control
GELFAND, JEFFREY ALLENICHIEF FINANCIAL OFFICERNA
GELFAND, JEFFREY ALLENICHIEF FINANCIAL OFFICERNA
GELFAND, JEFFREY ALLENICHIEF FINANCIAL OFFICERNA
GELFAND, JEFFREY ALLENICHIEF FINANCIAL OFFICERNA
GONFIANTINI, FRED JICHIEF FINANCIAL OFFICERNA
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICER,CHIEF EXECUTIVE OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICER,CHIEF EXECUTIVE OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICER,CHIEF EXECUTIVE OFFICERNA Control
GORMAN, JAMES PATRICKIPRESIDENT,CHIEF OPERATING OFFICER,CHIEF EXECUTIVE OFFICERNA Control
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
GUEREN, RICHARD DANIELISROP, EXECUTIVE DIRECTORNA
HANAN, SHELLEY SUZANNEIDIRECTORNA
HANAN, SHELLEY SUZANNEIDIRECTORNA
HANAN, SHELLEY SUZANNEIDIRECTORNA
HANAN, SHELLEY SUZANNEIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIPRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICERNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA Control
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA
HARRIS, RAYMOND ALBERT JRIDIRECTORNA Control
HARRIS, RAYMOND ALBERT JRIDIRECTORNA Control
HARRIS, RAYMOND ALBERT JRIDIRECTORNA Control
HIGGINS, JAMES FRANCISIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KEMPF, DONALD GEORGE JRIDIRECTORNA Control
KNAPP, MATTHEW PAULICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
LIGUORI, STEPHEN JIDIRECTORNA Control
LIGUORI, STEPHEN JIDIRECTORNA Control
LIGUORI, STEPHEN JICHIEF ADMINISTRATIVE OFFICERNA Control
LIGUORI, STEPHEN JIDIRECTORNA Control
LIGUORI, STEPHEN JIDIRECTORNA Control
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
LUEBECK, ROBERT VICTORICHIEF OPERATIONS OFFICERNA
MANNING, MARK RAYMONDICROP, EXECUTIVE DIRECTORNA
MANNING, MARK RAYMONDICROP, EXECUTIVE DIRECTORNA
MANNING, MARK RAYMONDICROP, EXECUTIVE DIRECTORNA
MANNING, MARK RAYMONDICROP, EXECUTIVE DIRECTORNA
MANNING, MARK RAYMONDICROP, EXECUTIVE DIRECTORNA
MCMAHON, WILLIAM AIMANAGING DIRECTORNA Control
MCMAHON, WILLIAM AIMANAGING DIRECTORNA Control
MCMAHON, WILLIAM AIMANAGING DIRECTORNA Control
MERIN, MITCHELL MOSESIDIRECTORNA Control
MERIN, MITCHELL MOSESIDIRECTORNA Control
MIDDLEMISS, PAULICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
MIDDLEMISS, PAULICHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESSNA
MILIOTE, ANTHONYISENIOR VICE PRESIDENT, SROPNA
MILLER, STEPHEN ROYIEXECUTIVE VICE PRESIDENT, DIRECTORNA Control
NAHARI, MIHALICHIEF COMPLIANCE OFFICER FOR THE BROKER DEALERNA
NAHARI, MIHALICHIEF COMPLIANCE OFFICER FOR THE BROKER DEALERNA
NAHARI, MIHALICHIEF COMPLIANCE OFFICER FOR THE BROKER DEALERNA
NELLI, THOMASIINTERIM COMPLIANCE DIRECTOR FOR BROKER DEALERNA
NELLI, THOMASIINTERIM COMPLIANCE DIRECTOR FOR BROKER DEALERNA
NELLI, THOMASIINTERIM COMPLIANCE DIRECTOR FOR BROKER DEALERNA
NELLI, THOMASIINTERIM COMPLIANCE DIRECTOR FOR BROKER DEALERNA
NOBLE, MICHAEL ALLENICAO, DIRECTORNA Control
OROSCHAKOFF, MICHELLEICOMPLIANCE DIRECTOR FOR BROKER DEALERNA
OROSCHAKOFF, MICHELLEICOMPLIANCE DIRECTOR FOR BROKER DEALERNA Control
OROSCHAKOFF, MICHELLEICOMPLIANCE DIRECTOR FOR BROKER DEALERNA
OROSCHAKOFF, MICHELLEICOMPLIANCE DIRECTOR FOR BROKER DEALERNA
PALLESCHI, ROBERT LOUISICOMPLIANCE DIRECTOR, EXECUTIVE DIRECTORNA
PALLESCHI, ROBERT LOUISICOMPLIANCE DIRECTOR, EXECUTIVE DIRECTORNA
PURCELL, PHILIP JAMESICHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
PURCELL, PHILIP JAMESICHAIRMAN, DIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
PURCELL, PHILIP JAMESIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SANCHEZ, RICHARD RAYMONDIDIRECTORNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, CHIEF OPERATING OFFICER, DIRECTORNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYICHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCHAEFER, JOHN HENRYIPRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICERNA Control
SCOTT, ROBERT GARLANDIDIRECTORNA Control
SCOTT, ROBERT GARLANDIDIRECTORNA Control
SCOTT, ROBERT GARLANDIDIRECTORNA Control
SCOTT, ROBERT GARLANDIDIRECTORNA Control
SCOTT, ROBERT GARLANDIDIRECTORNA Control
SINISCALCHI, JOSEPH GEORGEIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STONE, MICHAEL HAMILTONIGENERAL COUNSEL, MANAGING DIRECTOR,SECRETARYNA Control
STONE, MICHAEL HAMILTONIGENERAL COUNSEL, MANAGING DIRECTOR,SECRETARYNA Control
STONE, MICHAEL HEMILTONIGENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SECRETARYNA Control
STONE, MICHAEL HEMILTONIGENERAL COUNSEL, MANAGING DIRECTOR,SECRETARYNA Control
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA Control
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA Control
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA Control
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA Control
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA
SWARTZ, JEFFREY SCOTTIMANAGING DIRECTORNA Control
TURVEY, SAMUEL A.ICHIEF COMPLIANCE OFFICER, MANAGING DIRECTORNA
TURVEY, SAMUEL A.ICHIEF COMPLIANCE OFFICER, MANAGING DIRECTORNA
TURVEY, SAMUEL A.ICOMPLIANCE DIRECTOR, MANAGING DIRECTORNA
TURVEY, SAMUEL A.ICOMPLIANCE DIRECTOR, MANAGING DIRECTORNA
VADALA, CHARLES FRANCIS JRISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICERNA
VADALA, CHARLES FRANCIS JRICFO, DIRECTORNA
VADALA, CHARLES FRANCIS JRICFONA
VADALA, CHARLES FRANCIS JRICFONA
VAN WYK, STEVENICHIEF OPERATIONS OFFICERNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
VANWYK, STEVEN CRAIGIDIRECTORNA Control
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WARMIN, DAVID MICHAELICROP, FIRST VICE PRESIDENTNA
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTOR, DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTORNA Control
WICKMAN, KIRK PETERIGENERAL COUNSEL, MANAGING DIRECTORNA Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEYDEPARENTE Control
MORGAN STANLEY DEAN WITTER & CODEPARENTE Control
MORGAN STANLEY DEAN WITTER & CODEPARENTE Control

Registrations

Federal

IA
Feb 27, 2007 REGISTERED

Notice Filings (51)

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Address

2000 WESTCHESTER AVENUE
2E
PURCHASE, NY 10577
USA
Phone: (914) 225-6092