SG COWEN SECURITIES CORPORATION
CRD #7616 SEC #801-61986 NEW YORK, NY 212-278-7618
SEC Registered Broker-Dealer
Total AUM
$791.4M
Discretionary
$791.4M
Employees
501
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOUHET, JACQUES | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| COMMANDER, MARK THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIDE, NICHOLAS SAVARIO | I | HEAD OF BROKER-DEALER OPERATIONS | NA | |
| DECICCO, STEVEN J | I | CHIEF FINANCIAL OFFICER | NA | |
| FENNEBRESQUE, KIM SAMUEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| KAPLAN, MARK ELLIOT | I | CHIEF LEGAL OFFICER - NON-EMPLOYEE DIRECTOR | NA | |
| LEWIS, MERIWETHER FIELDING JR | I | HEAD OF EQUITY | NA | Control |
| MALCOLM, DAVID MACGREGOR | I | HEAD OF INVESTMENT BANKING | NA | Control |
| MARTORELLI, JOSEPH STEPHEN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| MARTORELLI, JOSEPH STEPHEN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| TARASOFF, BARRY JOEL | I | DIRECTOR OF EQUITY RESEARCH | NA | Control |
| SG AMERICAS, INC. | DE | DIRECT PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOCIETE GENERALE | FE | SG AMERICAS, INC. | E | Control |
Registrations
Federal
IA
Mar 29, 2004 REGISTERED
Notice Filings (1)
NY
Address
1221 AVENUE OF THE AMERICASNEW YORK, NY 10020
USA
Phone: 212-278-7618