UBS SECURITIES LLC
CRD #7654 SEC #801-67178 NEW YORK, NY 212-713-3000
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGONIS, SUSAN PACH | I | DIRECTOR, CROP | NA | |
| AGONIS, SUSAN PACH | I | DIRECTOR, CROP | NA | |
| AGONIS, SUSAN PACH | I | DIRECTOR, CROP | NA | |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| AMIN, KAUSHIK ISHWAR | I | MANAGING DIRECTOR, HEAD OF FICC AMERICAS | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BLEUSTEIN, DAVID ANDREW | I | MANAGING DIRECTOR, US EQUITIES RESEARCH | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BOURKOFF, ARYEH BENJAMIN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AMERICAS | NA | Control |
| BRETT, JOHN GERARD | I | EXECUTIVE DIRECTOR, EQUITY SROP | NA | |
| BRETT, JOHN GERARD | I | EXECUTIVE DIRECTOR, EQUITY SROP | NA | |
| BRETT, JOHN GERARD | I | EXECUTIVE DIRECTOR, EQUITY SROP | NA | |
| BRETT, JOHN GERARD | I | EXECUTIVE DIRECTOR, EQUITY SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| CHANDLER, WILLIAM WOOD | I | MANAGING DIRECTOR, FIXED INCOME SROP | NA | |
| COLEMAN, DANIEL BIBB | I | MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COLEMAN, DANIEL BIBB | I | MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COLEMAN, DANIEL BIBB | I | MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COLEMAN, DANIEL BIBB | I | MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COSTAS, JOHN PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COSTAS, JOHN PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COSTAS, JOHN PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COSTAS, JOHN PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, LLC MANAGER | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| COX, KEVIN C | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| CUMMINGS, STEPHEN E. | I | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DELREAL, JUAN | I | MANAGING DIRECTOR, HEAD OF US CASH EQUITIES | NA | Control |
| DINERSTEIN, ROBERT CHARLES | I | GENERAL COUNSEL, LLC MANAGER | NA | Control |
| DINERSTEIN, ROBERT CHARLES | I | GENERAL COUNSEL, LLC MANAGER | NA | Control |
| DINERSTEIN, ROBERT CHARLES | I | GENERAL COUNSEL, LLC MANAGER | NA | Control |
| DINERSTEIN, ROBERT CHARLES | I | GENERAL COUNSEL, LLC MANAGER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PER ERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DYRVIK, PERERIK | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | |
| EDWARDS, MIA SQUERI | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | NA | Control |
| EHLERS, GREGORY TODD | I | MANAGING DIRECTOR, EQUITY SROP | NA | |
| EHLERS, GREGORY TODD | I | MANAGING DIRECTOR, EQUITY SROP | NA | |
| EHLERS, GREGORY TODD | I | MANAGING DIRECTOR, EQUITY SROP | NA | |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| ESQUIVEL, RAUL PETER | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FORLENZA, PETER CHARLES | I | MANAGING DIRECTOR-AMERICAS HEAD OF EQUITIES | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FOX, THOMAS BYRNE JR | I | MANAGING DIRECTOR, HEAD OF AMERICAS GLOBAL CAPITAL MARKETS | NA | Control |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| FUTTER, DAVID I | I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS / GLOBAL HEAD OF CASH EQUITY OPERATIONS | NA | |
| GIACALONE, THOMAS | I | MANAGING DIRECTOR, HEAD OF AMERICAS IB OPERATIONS | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENBAUM, FREDERIC LYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | EXCUTIVE DIRECTOR, COMPLIANCE DIRECTOR | NA | |
| HERDE, MICHAEL EUGENE | I | EXCUTIVE DIRECTOR, COMPLIANCE DIRECTOR | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR | NA | |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERDE, MICHAEL EUGENE | I | EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR | NA | |
| HOTZ, ROBERT HENRY | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING, LLC MANAGER | NA | Control |
| HOTZ, ROBERT HENRY | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING, LLC MANAGER | NA | Control |
| HOTZ, ROBERT HENRY | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING, LLC MANAGER | NA | Control |
| HUTCHINS, MICHAEL THOMAS | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| HUTCHINS, MICHAEL THOMAS | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| HUTCHINS, MICHAEL THOMAS | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| HUTCHINS, MICHAEL THOMAS | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JAMES EDWARD ODELL | I | GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| JENKINS, JOHN HUW GWILI | I | MANAGING DIRECTOR, HEAD OF U.S. EQUITIES | NA | |
| JENKINS, JOHN HUW GWILI | I | MANAGING DIRECTOR, HEAD OF U.S. EQUITIES | NA | |
| JENKINS, JOHN HUW GWILI | I | MANAGING DIRECTOR, HEAD OF U.S. EQUITIES | NA | |
| JENKINS, JOHN HUW GWILI | I | MANAGING DIRECTOR, HEAD OF U.S. EQUITIES | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KELLY, DAVID H | I | MANAGING DIRECTOR-MANAGING ATTORNEY | NA | |
| KIREMIDJIAN, JOHN | I | DIRECTOR, CROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | EXECUTIVE DIRECTOR, SROP | NA | |
| KISS, PAMELA | I | EXECUTIVE DIRECTOR, SROP | NA | |
| KISS, PAMELA | I | EXECUTIVE DIRECTOR, SROP | NA | |
| KISS, PAMELA | I | EXECUTIVE DIRECTOR, SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KISS, PAMELA | I | SROP | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| KLOIN, SCOTT E. | I | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | NA | |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEAMAN, JACOB RICHARD III | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| LEONE, CHRISTOPHER MARTIN | I | MANAGING DIRECTOR, EQUITY SALES/TRADING | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | Control |
| MAYER, JEFFREY ALAN | I | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | NA | |
| MCISAAC, DANIEL THOMAS | I | CHIEF FINANCIAL OFFICER, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | DIRECTOR, CFO, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | DIRECTOR, CFO, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | CHIEF FINANCIAL OFFICER, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | CHIEF FINANCIAL OFFICER, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | CHIEF FINANCIAL OFFICER, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | DIRECTOR, CFO, HEAD OF REGULATORY REPORTING | NA | |
| MCISAAC, DANIEL THOMAS | I | DIRECTOR, CFO, HEAD OF REGULATORY REPORTING | NA | |
| MOELIS, KENNETH DAVID | I | MANAGING DIRECTOR, HEAD OF CORPORATE FINANCE - AMERICAS | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MONTEIRO, JASON ANTHONY | I | DIRECTOR, CROP | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURTAGH, BRYAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| ODELL, JAMES EDWARD | I | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | MANAGING DIRECTOR, NORTH AMERICA HEAD OF ETD | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| OLSEN, REINHARDT | I | PRESIDENT, CEO, MD OF UBS SECURITES LLC AND AMERICAS HEAD OF PRIME SERVICES | NA | Control |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGER-OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PARRY, COLIN SEAMUS HOLMES | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| PITTARELLI, ERNEST ANTHONY | I | MANAGING DIRECTOR, HEAD NORTH AMERICAN OPERATIONS | NA | |
| PITTARELLI, ERNEST ANTHONY | I | MANAGING DIRECTOR, HEAD NORTH AMERICAN OPERATIONS | NA | |
| PITTARELLI, ERNEST ANTHONY | I | MANAGING DIRECTOR, HEAD NORTH AMERICAN OPERATIONS | NA | |
| PITTARELLI, ERNEST ANTHONY | I | MANAGING DIRECTOR, HEAD NORTH AMERICAN OPERATIONS | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PLATT, DANA LYNN | I | CHIEF COMPLIANCE OFFICER-INVESTMENT ADVISOR | NA | |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| PRIMMER, RYAN FRANKLIN | I | MANAGING DIRECTOR, GLOBAL HEAD OF FUNDAMENTAL AND STATISTICAL INVESTMENT GROUP | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF OPERATING OFFICER | NA | |
| RESSEL, TERESA MULLETT | I | CHIEF OPERATING OFFICER | NA | |
| RESSEL, TERESA MULLETT | I | CHIEF OPERATING OFFICER | NA | |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RESSEL, TERESA MULLETT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | EXECUTIVE DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| RILEY, MICHAEL FRANCIS | I | MANAGING DIRECTOR, PCX NOMINEE | NA | |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| ROSEN, ERIC STEVEN | I | MANAGING DIRECTOR- CO-HEAD, FICC - AMERICAS | NA | Control |
| RYAN, CHRISTOPHER REGIS | I | MANAGING DIRECTOR, HEAD OF GLOBAL CREDIT FIXED INCOME | NA | |
| RYAN, CHRISTOPHER REGIS | I | MANAGING DIRECTOR, HEAD OF GLOBAL CREDIT FIXED INCOME | NA | |
| RYAN, CHRISTOPHER REGIS | I | MANAGING DIRECTOR, HEAD OF GLOBAL CREDIT FIXED INCOME | NA | |
| RYAN, CHRISTOPHER REGIS | I | MANAGING DIRECTOR, HEAD OF GLOBAL CREDIT FIXED INCOME | NA | |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SATUR, GERARD JOSEPH | I | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | NA | Control |
| SCHWARTZ, SIMEON MICHAEL | I | MANAGING DIRECTOR, DEBT SROP | NA | |
| SCHWARTZ, SIMEON MICHAEL | I | MANAGING DIRECTOR, DEBT SROP | NA | |
| SCHWARTZ, SIMEON MICHAEL | I | MANAGING DIRECTOR, DEBT SROP | NA | |
| SCHWARTZ, SIMEON MICHAEL | I | MANAGING DIRECTOR, DEBT SROP | NA | |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHEAR, NEAL ALLAN | I | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | NA | Control |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHELTON, MARK STEVEN | I | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | NA | |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| SHULMAN, DAVID HARRIS | I | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | NA | Control |
| UBS INC | DE | MEMBER, NON VOTING | NA | |
| UBS INC | DE | MEMBER, NON VOTING | NA | |
| UBS INC | DE | MEMBER, NON VOTING | NA | |
| UBS INC | DE | MEMBER, NON VOTING | NA | |
| WOLF, ROBERT | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| WOLF, ROBERT | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| WOLF, ROBERT | I | MANAGING DIRECTOR AND PRESIDENT OF UBS SECURITIES LLC | NA | Control |
| WOLF, ROBERT | I | MANAGING DIRECTOR AND PRESIDENT OF UBS SECURITIES LLC | NA | Control |
| WOLF, ROBERT | I | MANAGING DIRECTOR AND PRESIDENT OF UBS SECURITIES LLC | NA | Control |
| WOLF, ROBERT | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| WOLF, ROBERT | I | MANAGING DIRECTOR CO-HEAD FIXED INCOME | NA | |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| ZOLA, MATTHEW JOHN | I | MANAGING DIRECTOR-CO-HEAD FICC AMERICAS | NA | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | |
| UBS AG | FE | MEMBER, NON-VOTING | D | |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AG | FE | MEMBER, NON-VOTING | D | |
| UBS AG | FE | MEMBER, NON-VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | D | Control |
| UBS (USA) INC. | DE | MEMBER, VOTING | C | Control |
| UBS (USA) INC. | DE | MEMBER, VOTING | C | Control |
| UBS (USA) INC. | DE | MEMBER, VOTING | C | Control |
| UBS (USA) INC. | DE | MEMBER, VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AG | FE | MEMBER, NON-VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
| UBS AMERICAS INC | DE | MEMBER, VOTING | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
| UBS AG | FE | UBS AMERICAS INC. | C | Control |
Registrations
Federal
IA
Jul 30, 2012 REGISTERED
Notice Filings (6)
CA CT GA IL MA NY
Address
1285 AVENUE OF THE AMERICASNEW YORK, NY 10019
United States
Phone: 212-713-3000