SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
Legal name: SULLIVAN, MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP
CRD #7727 SEC #801-14033 NEW YORK, NY 212-832-7440
SEC Registered Broker-Dealer
Total AUM
$34.9M
Discretionary
$34.9M
Employees
3
Clients
1
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| FLYNN, THOMAS FRANCIS | I | TREASURER, FINOP | NA | |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN MORRISSEY & MICKLE CAPITAL MANAGEMENT CO | DE | PARENT CO | E | |
| SULLIVAN MORRISSEY & MICKLE CAPITAL MANAGEMENT CO | DE | PARENT CO | E | |
| SULLIVAN MORRISSEY & MICKLE CAPITAL MANAGEMENT CO | DE | PARENT CO | E | |
| SULLIVAN MORRISSEY & MICKLE CAPITAL MANAGEMENT CO | DE | PARENT CO | E | |
| SULLIVAN MORRISSEY & MICKLE CAPITAL MANAGEMENT CO | DE | PARENT CO | E | |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CCO | D | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOHN F | I | CHAIRMAN, DIRECTOR | D | Control |
| MICKLE, JOHN CLIFFORD JR | I | PRESIDENT, DIRECTOR | C | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | C | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | C | Control |
| MORRISSEY, THOMAS MICHAEL | I | VICE CHAIRMAN, DIRECTOR | C | Control |
Registrations
Federal
IA
Jan 10, 2013 REGISTERED
Notice Filings (3)
NJ NY TX
Address
120 EAST 56TH ST.NEW YORK, NY 10022
United States
Phone: 212-832-7440