BENJAMIN SECURITIES, INC.
CRD #7754 SEC #801-30987 ALBANY, NY 516-931-1090
SEC Registered Broker-Dealer
Total AUM
$33.6M
Discretionary
$29.9M
Employees
12
Clients
--
Accounts
68
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 29, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | NA | Control |
| BENJAMIN, LEO JOSEPH | I | MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL | NA | Control |
| BENJAMIN, LEO JOSEPH | I | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL | NA | Control |
| GETTENBERG, GARY | I | FINANACIAL OPERATIONS PRINCIPAL | NA | |
| GETTENBERG, GARY | I | FINANACIAL OPERATIONS PRINCIPAL | NA | |
| GETTENBERG, GARY | I | FINANACIAL OPERATIONS PRINCIPAL | NA | |
| GETTENBERG, GARY | I | FINANACIAL OPERATIONS PRINCIPAL | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ CROP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ ROSFP | NA | |
| QUIGLEY, WILLIAM MICHAEL | I | VICE PRESIDENT /SROP | NA | |
| SEPANSKI, ROSEMARIE COSTA | I | VICE PRESIDENT/ CROP | NA | |
| SEPANSKI, ROSEMARIE COSTA | I | VICE PRESIDENT/ CROP | NA | |
| SEPANSKI, ROSEMARIE COSTA | I | VICE PRESIDENT/ CROP | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STAMOVA, ILINA S | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | Control |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | Control |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | Control |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | Control |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | Control |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER GLOBAL ASSET MANAGEMENT, INC. | DE | OWNER | E | |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | E | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | E | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | E | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | E | Control |
| BAKER, WILLIAM THOMAS | I | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET | E | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | D | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | D | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | D | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | D | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT | D | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | C | Control |
| BENJAMIN, ANNA MARIE | I | VICE PRESIDENT/ SECRETARY | C | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| BENJAMIN, LEO JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ CROP | B | |
| LAUNDRIE, THOMAS WILLIAM | I | VICE PRESIDENT/ CROP | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| BAKER, WILLIAM THOMAS | I | BAKER GLOBAL ASSET MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Sep 29, 2025 REGISTERED
Notice Filings (4)
FL IL NY OH
Address
421 NEW KARNER ROADSUITE 6
ALBANY, NY 12205
United States
Phone: 516-931-1090