FIDELITY BROKERAGE SERVICES, LLC
CRD #7784 SEC #801-17264 BOSTON, MA 617-563-7000
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHKENAS, NORMAN LEE | I | CHIEF COMPLIANCE OFFICER - BD & IA | NA | |
| ASHKENAS, NORMAN LEE | I | CHIEF COMPLIANCE OFFICER - BD & IA | NA | |
| ASHKENAS, NORMAN LEE | I | CHIEF COMPLIANCE OFFICER - BD & IA | NA | |
| ASHKENAS, NORMAN LEE | I | COMPLIANCE OFFICER - IA | NA | |
| ASHKENAS, NORMAN LEE | I | COMPLIANCE OFFICER - IA | NA | |
| ASHKENAS, NORMAN LEE | I | CHIEF COMPLIANCE OFFICER - BD & IA | NA | |
| BOUDROT, SUSAN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOUDROT, SUSAN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOUDROT, SUSAN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOUDROT, SUSAN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOUDROT, SUSAN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | PRESIDENT & DIRECTOR | NA | Control |
| CARNEY, JEFFREY R | I | CEO & PRESIDENT | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CARNEY, JEFFREY R | I | CEO/PRESIDENT - BD & DIRECTOR/ PRESIDENT-IA | NA | Control |
| CASTRO, JOSEPH THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH THOMAS | I | COMPLIANCE OFFICER - BD | NA | |
| CASTRO, JOSEPH THOMAS | I | COMPLIANCE OFFICER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| KATZELNICK, MARK CURTIS | I | TREASURER - BD | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP | NA | |
| LANIGAN, JOSEPH S | I | EVP | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LANIGAN, JOSEPH S | I | EVP - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | CHIEF LEGAL COUNSEL - BD | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LARSEN, JEFFREY ROBERT | I | GENERAL COUNSEL, CLERK - BD & IA | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| LOVERIDGE, DEAN ELWOOD | I | SROP, VICE PRESIDENT - BD | NA | |
| MAC GILVRAY, JAMES P | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MACLEAN, HAROLD JOSEPH III | I | SENIOR VP DISTRIBUTION, INVESTOR CENTERS WEST | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR - BD & PRESIDENT/DIRECTOR - IA | NA | Control |
| MCGRAW, GERARD J. | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCGRAW, GERARD J. | I | COO | NA | Control |
| MCGRAW, GERARD J. | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCGRAW, GERARD J. | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCGRAW, GERARD J. | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCGRAW, GERARD J. | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| ROCHE, JESSIE LAWRENCE | I | CROP - BD | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER - BD | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER - BD | NA | |
| SONIER, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| TOLAND, MICHAEL EDWARD | I | CROP | NA | |
| TOLAND, MICHAEL EDWARD | I | CROP | NA | |
| TOLAND, MICHAEL EDWARD | I | CROP | NA | |
| TOLAND, MICHAEL EDWARD | I | CROP | NA | |
| WALLACE, JEFFREY SCOTT SR. | I | VICE PRESIDENT & CFO - IA | NA | |
| WALLACE, JEFFREY SCOTT SR. | I | VICE PRESIDENT & CFO - IA | NA | |
| WASS GREGORY J. | I | ASSISTANT TREASURER | NA | |
| WASS GREGORY J. | I | ASSISTANT TREASURER | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| WASS, JOHN GREGORY | I | ASSISTANT TREASURER - BD | NA | |
| YEE, FRANK ALBERT JR | I | CROP | NA | |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP. | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
Registrations
Federal
IA
May 26, 2005 REGISTERED
Notice Filings (1)
CA
Address
100 SUMMER ST.MAIL ZONE R22
BOSTON, MA 2109
USA
Phone: 617-563-7000