MAHLER & EMERSON INC.
CRD #7826 SEC #801-11233 NEW YORK, NY 212-702-6608
SEC Registered Broker-Dealer Disclosures
Total AUM
$40M
Discretionary
$25M
Employees
6
Clients
11
Accounts
283
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2014 | $27.4M | $17M | $10.4M | 3 | 200 |
| Jul 2013 | $36.3M | $22.5M | $13.8M | 3 | 200 |
| Oct 2012 | $40M | $25M | $15M | 6 | 300 |
| May 2007 | $104.1M | $71.9M | $32.1M | 10 | -- |
| Sep 2005 | $91.5M | $54.2M | $37.2M | 5 | -- |
| Apr 2004 | $101.2M | $36.5M | $64.8M | 5 | -- |
| Apr 2002 | $75.6M | $27.8M | $47.7M | 5 | -- |
DateJan 2014
Total AUM$27.4M
Discretionary$17M
Non-Disc.$10.4M
Employees3
Clients200
DateJul 2013
Total AUM$36.3M
Discretionary$22.5M
Non-Disc.$13.8M
Employees3
Clients200
DateOct 2012
Total AUM$40M
Discretionary$25M
Non-Disc.$15M
Employees6
Clients300
DateMay 2007
Total AUM$104.1M
Discretionary$71.9M
Non-Disc.$32.1M
Employees10
Clients--
DateSep 2005
Total AUM$91.5M
Discretionary$54.2M
Non-Disc.$37.2M
Employees5
Clients--
DateApr 2004
Total AUM$101.2M
Discretionary$36.5M
Non-Disc.$64.8M
Employees5
Clients--
DateApr 2002
Total AUM$75.6M
Discretionary$27.8M
Non-Disc.$47.7M
Employees5
Clients--