THE BAKER GROUP, LP
CRD #7888 SEC #801-64345 OKLAHOMA CITY, OK 405-415-7200
SEC Registered Broker-Dealer
Total AUM
$40.2M
Discretionary
$37.6M
Employees
--
Clients
0
Accounts
227
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAUGHERTY, DAVID ALAN | I | VICE PRES/MANAGING DIRECTOR | NA | Control |
| EVANS, SUSAN KAY | I | VICE PRES/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HANSING, RICHARD LEE JR | I | VICE PRESIDENT / MANAGING DIRECTOR | NA | Control |
| HOLLIDAY, CARL HAYES | I | VICE PRES/MANAGING DIRECTOR | NA | Control |
| KREI, EDWARD ALLEN | I | MANAGING DIRECTOR | NA | Control |
| MACKEY, MICHAEL WAYNE | I | VICE PRESIDENT/ MANAGING DIRECTOR | NA | Control |
| MCQUEEN, DOUGLAS WILLIAM | I | CHAIRMAN AND PRESIDENT | NA | Control |
| NORTHWOOD, ROBERT HAROLD | I | VICE PRES/MANAGING DIRECTOR | NA | Control |
| PORTER, JAMES STEVEN | I | VICE PRES/MANAGING DIRECTOR | NA | Control |
| STENSETH, PHILIP CLARK | I | VICE PRESIDENT/MANAGING DIRECTOR | NA | Control |
| TONSETH, DANIEL ROLF | I | VICE PRESIDENT/ MANAGING DIRECTOR | NA | Control |
| WILSON, KATHRYN PHILLIPS | I | CHIEF FINANCIAL OFFICER | NA | |
| JAMES BAKER GROUP, INC. | DE | GENERAL PARTNER | C | Control |
| THE BAKER GROUP, INC. | DE | CLASS A LIMITED PARTNER | C | Control |
Registrations
Federal
IA
May 20, 2005 REGISTERED
Address
1601 N W EXPRESSWAYSUITE 2000 (20TH FL.)
OKLAHOMA CITY, OK 73118-1426
USA
Phone: 405-415-7200