ASSET PLANNING CORPORATION
Legal name: APC FINANCIAL PLANNING
CRD #7890 SEC #801-11448 KNOXVILLE, TN 865-690-1231
SEC Registered
Total AUM
$406.6M
Discretionary
$401.5M
Employees
9
Clients
25
Accounts
928
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 26, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLETCHER, ANNE SEVERANCE | I | FINANCIAL ADVISER | NA | |
| HIMES, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIMES, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIMES, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| HORNICK, SUZANNE, WADDELL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ottaviano, Joseph | I | PRESIDENT | NA | Control |
| PATTY, KATHY, JO | I | DIRECTOR OF CLIENT CARE | NA | Control |
| PATTY, KATHY, JO | I | DIRECTOR OF CLIENT CARE | NA | Control |
| PATTY, KATHY, JO | I | DIRECTOR OF CLIENT CARE | NA | Control |
| FAIN, PAUL KEMP III | I | PRESIDENT | E | Control |
| FAIN, PAUL KEMP III | I | PRESIDENT | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| FAIN, PAUL, KEMP | I | EXECUTIVE CHAIRMAN | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| Ottaviano, Joseph | I | PRESIDENT | E | Control |
| FAIN, DONNA J | I | SECRETARY | B | |
| FAIN, DONNA J | I | SECRETARY | B | |
| FAIN, DONNA, J | I | SECRETARY | B | |
| FAIN, DONNA, J | I | SECRETARY | B | |
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| FAIN, DONNA, J | I | SECRETARY | B | |
| FAIN, DONNA, J | I | SECRETARY | B | |
| FAIN, DONNA, J | I | SECRETARY | B | |
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| FAIN, DONNA, J | I | SECRETARY | B | |
| FAIN, DONNA, J | I | SECRETARY | B | |
| OTTAVIANO, CAROL | I | CORPORATE SECRETARY | B | |
| OTTAVIANO, CAROL | I | CORPORATE SECRETARY | B | |
| OTTAVIANO, CAROL | I | CORPORATE SECRETARY | B | |
| OTTAVIANO, CAROL | I | CORPORATE SECRETARY | B | |
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| OTTAVIANO, CAROL | I | CORPORATE SECRETARY | B |
Registrations
Federal
IA
Aug 26, 2025 REGISTERED
Notice Filings (8)
GA LA MA NC SC TN TX VA
Address
234 S. PETERS RD.SUITE 102
KNOXVILLE, TN 37923
United States
Phone: 865-690-1231