NORTHERN TRUST SECURITIES, INC.
Legal name: NORTHERN TRUST SECURITIES, INC
CRD #7927 SEC #801-80781 CHICAGO, IL 312-557-2000
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.3B
Discretionary
$1.3B
Employees
76
Clients
0
Accounts
2,283
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $1.3B | $1.3B | $0 | 76 | 2,283 |
| Mar 2025 | $1.3B | $1.3B | $0 | 76 | 2,283 |
| Feb 2025 | $1.3B | $1.3B | $0 | 76 | 2,283 |
| Feb 2025 | $1.3B | $1.3B | $0 | 76 | 2,283 |
| Dec 2024 | $1B | $1B | $0 | 75 | 2,110 |
| Oct 2024 | $1B | $1B | $0 | 75 | 2,110 |
| Jun 2024 | $1B | $1B | $0 | 75 | 2,110 |
| Apr 2024 | $1B | $1B | $0 | 75 | 2,110 |
| Mar 2024 | $1B | $1B | $0 | 75 | 2,110 |
| Oct 2023 | $829.5M | $829.5M | $0 | 72 | 2,003 |
| Sep 2023 | $829.5M | $829.5M | $0 | 72 | 2,003 |
| Sep 2023 | $829.5M | $829.5M | $0 | 72 | 2,003 |
| Jun 2023 | $829.5M | $829.5M | $0 | 72 | 2,003 |
| Mar 2023 | $829.5M | $829.5M | $0 | 72 | 2,003 |
| Dec 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Nov 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Sep 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Jul 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Jun 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Mar 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Mar 2022 | $861M | $861M | $0 | 72 | 1,826 |
| Feb 2022 | $619.7M | $619.7M | $0 | 68 | 469 |
| Dec 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Oct 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Sep 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Aug 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Jul 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Jun 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Mar 2021 | $619.7M | $619.7M | $0 | 68 | 469 |
| Feb 2021 | $514.4M | $514.4M | $0 | 75 | 260 |
| Jan 2021 | $514.4M | $514.4M | $0 | 75 | 260 |
| Dec 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Nov 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Oct 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Sep 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Jun 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| May 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Mar 2020 | $514.4M | $514.4M | $0 | 75 | 260 |
| Oct 2019 | $381.5M | $381.5M | $0 | 88 | 111 |
| Sep 2019 | $381.5M | $381.5M | $0 | 88 | 111 |
| Jul 2019 | $381.5M | $381.5M | $0 | 88 | 111 |
| Jun 2019 | $381.5M | $381.5M | $0 | 88 | 111 |
| Feb 2019 | $381.5M | $381.5M | $0 | 88 | 111 |
| Jan 2019 | $395.7M | $395.7M | $0 | 81 | 111 |
| Nov 2018 | $395.7M | $395.7M | $0 | 81 | 111 |
| Oct 2018 | $395.7M | $395.7M | $0 | 81 | 111 |
| Mar 2018 | $286.7M | $286.7M | $0 | 78 | 73 |
| Mar 2018 | $286.7M | $286.7M | $0 | 78 | 73 |
| Feb 2018 | $286.7M | $286.7M | $0 | 78 | 73 |
| Jan 2018 | $260.6M | $260.6M | $0 | 81 | 55 |
| Sep 2017 | $201.8M | $201.8M | $0 | 81 | 400 |
| Aug 2017 | $201.8M | $201.8M | $0 | 81 | 400 |
| Jul 2017 | $201.8M | $201.8M | $0 | 81 | 400 |
| Jun 2017 | $201.8M | $201.8M | $0 | 81 | 400 |
| Mar 2017 | $117.7M | $117.7M | $0 | 77 | 300 |
| Sep 2016 | $100.1M | $100.1M | $0 | 78 | 200 |
| Aug 2016 | $37.4M | $37.4M | $0 | 78 | 26 |
| Mar 2016 | $37.4M | $37.4M | $0 | 78 | 26 |
| Nov 2015 | $21.5M | $21.5M | $0 | 78 | 26 |
| Sep 2015 | $21.5M | $21.5M | $0 | 78 | 26 |
| Jun 2015 | $0 | $0 | $0 | 78 | 0 |
| May 2015 | $0 | $0 | $0 | 78 | 0 |
| Apr 2015 | $0 | $0 | $0 | 78 | 0 |
| Mar 2015 | $0 | $0 | $0 | 78 | 0 |
| Dec 2014 | $0 | $0 | $0 | 78 | 0 |
| Sep 2008 | $989.4M | $989.4M | $0 | 51 | -- |
| Mar 2007 | $46.8M | $46.8M | $0 | 51 | -- |
| Jan 2007 | $46.8M | $46.8M | $0 | 51 | -- |
| Jan 2007 | $105.1M | $105.1M | $0 | 51 | -- |
| Mar 2006 | $105.1M | $105.1M | $0 | 51 | -- |
| Mar 2002 | $7.9M | $7.9M | $0 | 51 | -- |
DateJul 2025
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees76
Clients2,283
DateMar 2025
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees76
Clients2,283
DateFeb 2025
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees76
Clients2,283
DateFeb 2025
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees76
Clients2,283
DateDec 2024
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees75
Clients2,110
DateOct 2024
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees75
Clients2,110
DateJun 2024
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees75
Clients2,110
DateApr 2024
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees75
Clients2,110
DateMar 2024
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees75
Clients2,110
DateOct 2023
Total AUM$829.5M
Discretionary$829.5M
Non-Disc.$0
Employees72
Clients2,003
DateSep 2023
Total AUM$829.5M
Discretionary$829.5M
Non-Disc.$0
Employees72
Clients2,003
DateSep 2023
Total AUM$829.5M
Discretionary$829.5M
Non-Disc.$0
Employees72
Clients2,003
DateJun 2023
Total AUM$829.5M
Discretionary$829.5M
Non-Disc.$0
Employees72
Clients2,003
DateMar 2023
Total AUM$829.5M
Discretionary$829.5M
Non-Disc.$0
Employees72
Clients2,003
DateDec 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateNov 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateSep 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateJul 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateJun 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateMar 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateMar 2022
Total AUM$861M
Discretionary$861M
Non-Disc.$0
Employees72
Clients1,826
DateFeb 2022
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateDec 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateOct 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateSep 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateAug 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateJul 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateJun 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateMar 2021
Total AUM$619.7M
Discretionary$619.7M
Non-Disc.$0
Employees68
Clients469
DateFeb 2021
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateJan 2021
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateDec 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateNov 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateOct 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateSep 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateJun 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateMay 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateMar 2020
Total AUM$514.4M
Discretionary$514.4M
Non-Disc.$0
Employees75
Clients260
DateOct 2019
Total AUM$381.5M
Discretionary$381.5M
Non-Disc.$0
Employees88
Clients111
DateSep 2019
Total AUM$381.5M
Discretionary$381.5M
Non-Disc.$0
Employees88
Clients111
DateJul 2019
Total AUM$381.5M
Discretionary$381.5M
Non-Disc.$0
Employees88
Clients111
DateJun 2019
Total AUM$381.5M
Discretionary$381.5M
Non-Disc.$0
Employees88
Clients111
DateFeb 2019
Total AUM$381.5M
Discretionary$381.5M
Non-Disc.$0
Employees88
Clients111
DateJan 2019
Total AUM$395.7M
Discretionary$395.7M
Non-Disc.$0
Employees81
Clients111
DateNov 2018
Total AUM$395.7M
Discretionary$395.7M
Non-Disc.$0
Employees81
Clients111
DateOct 2018
Total AUM$395.7M
Discretionary$395.7M
Non-Disc.$0
Employees81
Clients111
DateMar 2018
Total AUM$286.7M
Discretionary$286.7M
Non-Disc.$0
Employees78
Clients73
DateMar 2018
Total AUM$286.7M
Discretionary$286.7M
Non-Disc.$0
Employees78
Clients73
DateFeb 2018
Total AUM$286.7M
Discretionary$286.7M
Non-Disc.$0
Employees78
Clients73
DateJan 2018
Total AUM$260.6M
Discretionary$260.6M
Non-Disc.$0
Employees81
Clients55
DateSep 2017
Total AUM$201.8M
Discretionary$201.8M
Non-Disc.$0
Employees81
Clients400
DateAug 2017
Total AUM$201.8M
Discretionary$201.8M
Non-Disc.$0
Employees81
Clients400
DateJul 2017
Total AUM$201.8M
Discretionary$201.8M
Non-Disc.$0
Employees81
Clients400
DateJun 2017
Total AUM$201.8M
Discretionary$201.8M
Non-Disc.$0
Employees81
Clients400
DateMar 2017
Total AUM$117.7M
Discretionary$117.7M
Non-Disc.$0
Employees77
Clients300
DateSep 2016
Total AUM$100.1M
Discretionary$100.1M
Non-Disc.$0
Employees78
Clients200
DateAug 2016
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees78
Clients26
DateMar 2016
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees78
Clients26
DateNov 2015
Total AUM$21.5M
Discretionary$21.5M
Non-Disc.$0
Employees78
Clients26
DateSep 2015
Total AUM$21.5M
Discretionary$21.5M
Non-Disc.$0
Employees78
Clients26
DateJun 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees78
Clients0
DateMay 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees78
Clients0
DateApr 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees78
Clients0
DateMar 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees78
Clients0
DateDec 2014
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees78
Clients0
DateSep 2008
Total AUM$989.4M
Discretionary$989.4M
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$46.8M
Discretionary$46.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$46.8M
Discretionary$46.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$105.1M
Discretionary$105.1M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$105.1M
Discretionary$105.1M
Non-Disc.$0
Employees51
Clients--
DateMar 2002
Total AUM$7.9M
Discretionary$7.9M
Non-Disc.$0
Employees51
Clients--