SWISS AMERICAN SECURITIES INC.
CRD #7973 SEC #801-55871 NEW YORK, NY 212-612-8700
SEC Registered Broker-Dealer
Total AUM
$54.4M
Discretionary
$19.7M
Employees
51
Clients
0
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 22, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMSTUTZ, THOMAS | I | DIRECTOR | NA | Control |
| ANSELMIN, EDWARD FRANCIS | I | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| BARBALATO, KENNETH R | I | EXEC. V.P., SECRETARY & DIRECTOR | NA | Control |
| BETTLER, ANTON | I | VICE PRES., CROP & SROP | NA | |
| DIDONNA, SALVATORE RINO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| GRUEBEL, OSWALD JUERGEN | I | DIRECTOR | NA | Control |
| HAAS, BARRY REGAN | I | VICE PRESIDENT - HEAD OF INSTITUTIONAL SALES & TRADING | NA | Control |
| HELWIG, GEORGE JAMES | I | DIRECTOR | NA | Control |
| JAMAL, MOEZ AHAMED | I | CHAIRMAN OF THE BOARD | NA | Control |
| NIELSEN, PETER | I | VICE PRES. & CFO, FINOP | NA | |
| REZAK, ADAM MARC | I | VICE PRES., COMPLIANCE DIRECTOR | NA | |
| WILLIAMSON, DAVID ALAN | I | VICE PRES. OF RESEARCH | NA | |
| SWISS AMERICAN CORPORATION | DE | OWNER | E | Control |
| FORTIS BANK(FORMERLY GENERALE DE BANQUE S.A.) | FE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE | FE | SWISS AMERICAN CORPORATION | E | Control |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE | E | Control |
Registrations
Federal
IA
Oct 22, 2001 REGISTERED
Address
12 EAST 49TH STREETNEW YORK, NY 10017
USA
Phone: 212-612-8700