RIA Intelligence

THE GMS GROUP, LLC

Legal name: GMS GROUP

CRD #8000 SEC #801-126662 EAST HANOVER, NJ 973-535-5000
SEC Registered Broker-Dealer Disclosures
Total AUM
$13.9M
Discretionary
$13.9M
Employees
15
Clients
--
Accounts
1
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 8, 2025
Branch Offices
1
LEI
254900OXZT27TA5CGU56

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
CAPONE, CARMINE CLAUDIOIEXECUTIVE VICE PRESIDENT/DIRECTORNA
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICONTROLLER - FINOPNA Control
DEMBOWSKI, DANIELLE DENISEICHIEF FINANCIAL OFFICERNA Control
DEMBOWSKI, DANIELLE DENISEICHIEF FINANCIAL OFFICERNA Control
DEMBOWSKI, DANIELLE DENISEICHIEF FINANCIAL OFFICERNA Control
DEMBOWSKI, DANIELLE DENISEICHIEF FINANCIAL OFFICERNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/EVP/SECRETARY/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
DONOHUE, TIMOTHY JOSEPHISROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COONA Control
DONOHUE, TIMOTHY JOSEPHIPRESIDENTNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
ESTANISLAO, LEONARDOICHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTORNA Control
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, JUSTYN SETHISENIOR VICE PRESIDENT - DIRECTORNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA Control
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
FELDMAN, MELVINIDIRECTOR, SR VICE PRESIDENTNA
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTIPRESIDENT, CEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KONSIG, PAUL ROBERTIDIRECTORNA Control
KONSIG, PAUL ROBERTICEONA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KORN, JERRY DAVIDICFO/ TREASURERNA Control
KORN, JERRY DAVIDIDIRECTORNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA Control
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
KOROSTOFF, DAVID BRUCEIDIRECTOR, SR. VICE PRESIDENTNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LENZI, JEFFREY PAULISENIOR VICE PRESIDENT/DIRECTORNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
LIPMAN, MATTHEW ERICISECRETARYNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MANTE, PAUL DAVIDISENIOR VICE PRESIDENT - DIRECTORNA
MCKENNA, MICHAEL JAMESIDIRECTOR, SENIOR VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIDIRECTOR, SENIOR VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIDIRECTOR, SENIOR VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
MCKENNA, MICHAEL JAMESIEXECUTIVE VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA Control
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
PRICE, BARBARA BENEDICTIDIRECTOR, SR. VICE PRESIDENTNA
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
STEETS, PAUL ANTHONYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
VESSELS, STEPHEN GLENNISENIOR VICE PRESIDENT/DIRECTORNA
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control
GMS GROUP HOLDINGS CORPDEMEMBERE Control

Registrations

Federal

IA
Jul 8, 2025 REGISTERED

Notice Filings (3)

FL NJ TX

Address

120 EAGLE ROCK AVE
SUITE 300
EAST HANOVER, NJ 07936
United States
Phone: 973-535-5000