LEVY, HARKINS & CO., INC.
CRD #8041 SEC #801-14866 NEW YORK, NY 212-888-3030
SEC Registered Broker-Dealer
Total AUM
$267.2M
Discretionary
$267.2M
Employees
6
Clients
--
Accounts
107
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FELDMAN, RICHARD MARK | I | FINOP | NA | |
| FELDMAN, RICHARD MARK | I | FINOP | NA | |
| FELDMAN, RICHARD MARK | I | FINOP | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| PAIK, JAE EUN | I | PORTFOLIO ASSISTANT | NA | |
| HARKINS, MICHAEL JAMES | I | PRESIDENT, TREASURER, CCO | E | Control |
| HARKINS, MICHAEL JAMES | I | PRESIDENT, TREASURER, CCO | E | Control |
| HARKINS, MICHAEL JAMES | I | PRESIDENT, TREASURER, CCO | E | Control |
| HARKINS, MICHAEL JAMES | I | PRESIDENT, TREASURER, CCO | E | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER | D | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER | D | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | D | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | D | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | D | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| HARKINS, MICHAEL JAMES | I | PRINCIPAL PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEVY, EDWIN ARNOLD | I | PRINCIPAL CHAIRMAN, SECRETARY, FINOP,SROP,CROP | C | Control |
| LEBENTHAL, JAMES BEYMER | I | CHIEF FINANCIAL ASSISTANT | A | |
| LEBENTHAL, JAMES BEYMER | I | CHIEF FINANCIAL ASSISTANT | A | |
| LEBENTHAL, JAMES BEYMER | I | CHIEF FINANCIAL ASSISTANT | A |
Registrations
Federal
IA
Mar 16, 2018 REGISTERED
Notice Filings (9)
AR CA CT FL IA IN NJ NY TX
Address
366 MADISON AVENUE14TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-888-3030