MORGAN STANLEY & CO., INCORPORATED
CRD #8209 SEC #801-11727 NEW YORK, NY 212-761-4000
SEC Registered Broker-Dealer
Total AUM
$35.4B
Discretionary
$31.3B
Employees
--
Clients
0
Accounts
7,430
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| ABDELMEGUID, TAREK FAHMY | I | DIRECTOR | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BERNSTEIN, IAN NESSIM | I | SROP | NA | |
| BODSON, MICHAEL CLAUDE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAMMAH, WALID ATEF | I | DIRECTOR | NA | Control |
| CHAN, MARION | I | CCO - INVESTMENT ADVISOR ONLY | NA | |
| CHAN, MARION | I | CCO - INVESTMENT ADVISOR ONLY | NA | |
| CHAN, MARION | I | CCO - INVESTMENT ADVISOR ONLY | NA | |
| CHAN, MARION | I | CCO - INVESTMENT ADVISOR ONLY | NA | |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHASIN, CHARLES | I | DIRECTOR | NA | Control |
| CHENG, NOLAND | I | CO-CHIEF OPERATIONS OFFICER - GWM | NA | Control |
| CHENG, NOLAND | I | CO-CHIEF OPERATIONS OFFICER - GWM | NA | Control |
| CHENG, NOLAND | I | CO-CHIEF OPERATIONS OFFICER - GWM | NA | Control |
| CHENG, NOLAND | I | CO-CHIEF OPERATIONS OFFICER - GWM | NA | Control |
| CIMINERA, LAURA | I | CROP - UHNW ONLY | NA | |
| CIMINERA, LAURA | I | CROP - UHNW ONLY | NA | |
| CIMINERA, LAURA | I | CROP - UHNW ONLY | NA | |
| CIMINERA, LAURA | I | CROP - UHNW ONLY | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CIMINERA, LAURA | I | CROP | NA | |
| CRAWFORD, STEPHEN SAMUEL | I | CHIEF FINANCIAL OFFICER | NA | |
| CRAWFORD, STEPHEN SAMUEL | I | CHIEF FINANCIAL OFFICER | NA | |
| CRAWFORD, STEPHEN SAMUEL | I | CHIEF FINANCIAL OFFICER | NA | |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR | NA | |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | |
| CRUZ, ZOE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| CZINSKY, MICHAEL JOHN | I | DESIGNATED PRINCIPAL | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFNER, MARCI LYNN | I | CROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAFFRON, STEPHEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAURIA, JOSEPH RICHARD | I | CONTROLLER | NA | Control |
| DAVIDSON, JOHN PIRNIE III | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIDSON, JOHN PIRNIE III | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| DURBIN, MICHAEL ROSS | I | SROP | NA | |
| ERISTOFF, CATHERINE B. | I | DESIGNATED PRINCIPAL | NA | |
| ERISTOFF, CATHERINE B. | I | DESIGNATED PRINCIPAL | NA | |
| ERISTOFF, CATHERINE B. | I | DESIGNATED PRINCIPAL | NA | |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL - ISG AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL - ISG AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL - ISG AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | CO-GENERAL COUNSEL AND SECRETARY - ISG | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FAULKNER, JOHN H | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FIEDOREK, BRUCE DOUGLAS | I | DIRECTOR/VICE CHAIRMAN | NA | Control |
| FITZGERALD, PAUL L | I | DIRECTOR | NA | Control |
| FRANCESCOTTI, MARIO NMN | I | DIRECTOR | NA | Control |
| FRANCESCOTTI, MARIO NMN | I | DIRECTOR | NA | Control |
| FRANCESCOTTI, MARIO NMN | I | DIRECTOR | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FRANK, ALEXANDER CHARLES | I | TREASURER | NA | |
| FRANK, ALEXANDER CHARLES | I | TREASURER | NA | |
| FRANK, ALEXANDER CHARLES | I | TREASURER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CO-CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CO-CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CO-CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CO-CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | CHIEF OPERATIONS OFFICER - ISG | NA | Control |
| FRANK, ALEXANDER CHARLES | I | TREASURER | NA | |
| FRANK, ALEXANDER CHARLES | I | TREASURER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANK, ALEXANDER CHARLES | I | CHIEF FINANCIAL OFFICER | NA | |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GONFIANTINI, FRED J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GORMAN, JAMES PATRICK | I | DIRECTOR | NA | Control |
| GROSSMAN, ERIC FREDRIC | I | CO-GENERAL COUNSEL - GWM AND SECRETARY | NA | Control |
| GROSSMAN, ERIC FREDRIC | I | CO-GENERAL COUNSEL - GWM AND SECRETARY | NA | Control |
| GROSSMAN, ERIC FREDRIC | I | CO-GENERAL COUNSEL - GWM AND SECRETARY | NA | Control |
| GUEREN, RICHARD DANIEL | I | SROP - UHNW ONLY | NA | |
| GUEREN, RICHARD DANIEL | I | SROP - UHNW ONLY | NA | |
| GUEREN, RICHARD DANIEL | I | SROP - UHNW ONLY | NA | |
| GUEREN, RICHARD DANIEL | I | SROP - UHNW ONLY | NA | |
| GUEREN, RICHARD DANIEL | I | SROP - UHNW ONLY | NA | |
| GUEREN, RICHARD DANIEL | I | SROP | NA | |
| GUEREN, RICHARD DANIEL | I | SROP | NA | |
| GUEREN, RICHARD DANIEL | I | SROP | NA | |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HANAN, SHELLEY SUZANNE | I | DIRECTOR | NA | Control |
| HARRIS, RAYMOND ALBERT JR | I | DIRECTOR | NA | Control |
| HARRIS, RAYMOND ALBERT JR | I | DIRECTOR | NA | Control |
| HARRIS, RAYMOND ALBERT JR | I | DIRECTOR | NA | Control |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HAVENS, JOHN PAUL | I | DIRECTOR | NA | |
| HELENIAK, DAVID | I | DIRECTOR | NA | Control |
| HELENIAK, DAVID | I | DIRECTOR | NA | Control |
| HELENIAK, DAVID | I | DIRECTOR | NA | Control |
| HELENIAK, DAVID | I | DIRECTOR | NA | Control |
| JOHNSON, ROBERT SHELDON | I | DIRECTOR | NA | Control |
| JOHNSON, ROBERT SHELDON | I | DIRECTOR | NA | Control |
| JOHNSON, ROBERT SHELDON | I | DIRECTOR | NA | Control |
| JOHNSON, ROBERT SHELDON | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KELLEHER, THOMAS C | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KEMPF, DONALD GEORGE JR | I | DIRECTOR | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KNAPP, MATTHEW PAUL | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KOPPENOL, ROBERT GORDON | I | CROP/SROP AND CHIEF COMPLIANCE OFFICER - SECURITIES ONLY | NA | |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| KRAUSE, GARD J | I | CCO - INVESTMENT ADVISOR ONLY | NA | Control |
| LANGSAM, ADAM BLAKE | I | SROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| LANGSAM, ADAM BLAKE | I | SROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| LANGSAM, ADAM BLAKE | I | SROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| LANGSAM, ADAM BLAKE | I | SROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| LANGSAM, ADAM BLAKE | I | SROP - INSTITUTIONAL BUSINESS ONLY | NA | |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MAHON, JAMES JOSEPH III | I | DESIGNATED PRINCIPAL | NA | Control |
| MANNING, MARK RAYMOND | I | CROP - UHNW ONLY | NA | |
| MANNING, MARK RAYMOND | I | CROP - UHNW ONLY | NA | |
| MCCOLGAN, ELLYN ANN | I | DIRECTOR | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCEVOY, GRAEME | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MERRIMAN, JOHN PAUL | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MIDDLEMISS, PAUL | I | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NA | |
| MURRAY, EILEEN K | I | DIRECTOR | NA | |
| MURRAY, EILEEN K | I | DIRECTOR | NA | |
| MURRAY, EILEEN K | I | DIRECTOR | NA | |
| MURRAY, EILEEN K | I | DIRECTOR | NA | |
| MURRAY, EILEEN K | I | DIRECTOR | NA | |
| MYERS, CARESSE HUMBLE | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MYERS, CARESSE HUMBLE | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| MYERS, CARESSE HUMBLE | I | DESIGNATED PRINCIPAL - ILLINOIS | NA | |
| NELLI, THOMAS | I | CROP | NA | Control |
| NELLI, THOMAS | I | CROP | NA | Control |
| NELLI, THOMAS | I | CROP | NA | Control |
| NELLI, THOMAS | I | CROP | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| NEWHOUSE, STEPHAN FRANCIS | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OROSCHAKOFF, MICHELLE | I | CO-CHIEF COMPLIANCE OFFICER - GWM | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSHAUGHNESSY, JAMES GERARD | I | DESIGNATED PRINCIPAL - TEXAS | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CO-CHIEF COMPLIANCE OFFICER - ISG | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERGAARD, JILL WENZLAFF | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| OSTRANDER, RICHARD ALAN | I | DIRECTOR | NA | Control |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PANDIT, VIKRAM SHANKAR | I | DIRECTOR/CO-PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| PELLECCHIO, RALPH LEE | I | DIRECTOR/GENERAL COUNSEL AND SECRETARY | NA | Control |
| PELLECCHIO, RALPH LEE | I | DIRECTOR/GENERAL COUNSEL AND SECRETARY | NA | Control |
| PELLECCHIO, RALPH LEE | I | DIRECTOR/GENERAL COUNSEL AND SECRETARY | NA | Control |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PERELLA, JOSEPH ROBERT | I | DIRECTOR/CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | |
| PETRICK, MICHAEL JOHN | I | DIRECTOR & DESIGNATED PRINCIPAL - TX | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR & DESIGNATED PRINCIPAL - TX | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR & DESIGNATED PRINCIPAL - TX | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR & DESIGNATED PRINCIPAL - TX | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| PETRICK, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN AND PRESIDENT | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN AND PRESIDENT | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORAT, RUTH MYRNA | I | CEO, CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTE, THIERRY GEORGES | I | DIRECTOR | NA | |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PORTOGALLO, RICHARD VINCENT | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| PURCELL, PHILIP JAMES | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR/GENERAL COUNSEL, SECRETARY | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR/GENERAL COUNSEL, SECRETARY | NA | Control |
| ROGER, ROBIN | I | DIRECTOR/GENERAL COUNSEL, SECRETARY | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR/GENERAL COUNSEL, SECRETARY | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| ROGER, ROBIN | I | DIRECTOR | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SABOUNGHI, EDGAR ANTHONY | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| SCHERER, THOMAS JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHERER, THOMAS JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHERER, THOMAS JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHERER, THOMAS JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHERER, THOMAS JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEUER, ALAN | I | TREASURER | NA | Control |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, ROBERT GARLAND | I | CHIEF FINANCIAL OFFICER | NA | |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SHEAR, NEAL ALLAN | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| SPENCER, CORDELL GERARD | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| TAUBMAN, PAUL JEFFREY | I | DIRECTOR | NA | Control |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WALLACE, EILEEN S | I | TREASURER | NA | |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WICKMAN, KIRK PETER | I | CO-GENERAL COUNSEL AND SECRETARY - GWM | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WIRTH, PAUL C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1585 BROADWAYNEW YORK, NY 10036-8293
USA
Phone: 212-761-4000