NIKKO ASSET MANAGEMENT AMERICAS, INC.
CRD #824 SEC #801-60881 NEW YORK, NY 212-610-6100
SEC Registered Private Funds
Total AUM
$9B
Discretionary
$9B
Employees
28
Clients
--
Accounts
18
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Sep 9, 2025
- Branch Offices
- 0
- LEI
- 8W4J5U4ANMQNWLL6ZR02
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABE, HIDEO | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| ALFANDARY, CHRISTINA, L | I | DIRECTOR, FIRST VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| APONTE, ARMAND | I | HEAD OF LEGAL | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| Asai, Kunihiro | I | DIRECTOR | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKHAM, GARY, LAMONT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOA, SOUNG, FOON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOA, SOUNG, FOON | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| COOK, KENNETH, S | I | DIRECTOR | NA | |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN GERARD MR. | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN, G | I | DIRECTOR | NA | Control |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DANIELLO, JOHN, GERARD | I | DIRECTOR | NA | |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| DESERIO, FRED | I | DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| GLOVER, ANTHONY, STUART | I | DIRECTOR | NA | |
| GLOVER, ANTHONY, STUART | I | DIRECTOR | NA | |
| GLOVER, ANTHONY, STUART | I | DIRECTOR | NA | |
| GLOVER, ANTHONY, STUART | I | DIRECTOR | NA | |
| GLOVER, ANTHONY, STUART | I | DIRECTOR | NA | |
| GLOVER, TONY | I | DIRECTOR | NA | |
| GLOVER, TONY | I | DIRECTOR | NA | |
| GLOVER, TONY | I | DIRECTOR | NA | |
| GLOVER, TONY | I | DIRECTOR | NA | |
| GLOVER, TONY | I | DIRECTOR | NA | |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRAF, PETER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRING, JEFFREY, MICHAEL | I | FIRST VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HERRING, JEFFREY, MICHAEL | I | FIRST VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HERRING, JEFFREY, MICHAEL | I | FIRST VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HERRING, JEFFREY, MICHAEL | I | FIRST VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HERRING, JEFFREY, MICHAEL | I | FIRST VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL JAMES | I | SVP, CFO | NA | Control |
| HODERMARSKY, PAUL, JAMES | I | SVP, CFO | NA | Control |
| ISHIHARA, MASAYUKI | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| ISHIHARA, MASAYUKI | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| ISHIHARA, MASAYUKI | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| ISHIHARA, MASAYUKI | I | SENIOR PORTFOLIO MANAGER | NA | |
| ISHIHARA, MASAYUKI | I | SENIOR PORTFOLIO MANAGER | NA | |
| ISHIHARA, MASAYUKI | I | SENIOR PORTFOLIO MANAGER | NA | |
| ISHIHARA, MASAYUKI | I | SENIOR PORTFOLIO MANAGER | NA | |
| ISHIHARA, MASAYUKI | I | SENIOR PORTFOLIO MANAGER | NA | |
| JUTERBOCK, THOMAS, MICHAEL | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| JUTERBOCK, THOMAS, MICHAEL | I | CO-CIO FI, EQ, & ASSET ALLOCATION | NA | Control |
| KONDO, SHUICHI | I | DIRECTOR | NA | Control |
| KONDO, SHUICHI | I | DIRECTOR | NA | Control |
| LEE, JEFF YIMYU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, JEFF, YIM-YU | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, JEFF, YIM-YU | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, JEFF, YIM-YU | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEE, JEFF, YIM-YU | I | EXECUTIVE VICE PRESIDENT | NA | |
| LEHNER, CRAIG, PHILIP | I | CHIEF LEGAL OFFICER | NA | |
| LEHNER, CRAIG, PHILIP | I | CHIEF LEGAL OFFICER | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | |
| MAIR, GARY, W | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| MAIR, GARY, W | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| MAIR, GARY, W | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| MAIR, GARY, W | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| MAIR, GARY, W | I | GENERAL COUNSEL, CCO, SENIOR VICE PRESIDENT | NA | Control |
| MATSUDA, MASAO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MATSUDA, MASAO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MATSUDA, MASAO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MATSUDA, MASAO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MATSUDA, MASAO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF COMPLIANCE, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF COMPLIANCE, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF COMPLIANCE, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF COMPLIANCE, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH ANGELO | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF COMPLIANCE, DIRECTOR | NA | Control |
| MENDOLA, JOSEPH, ANGELO | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| METCALFE, CHARLES, MICHAEL | I | DIRECTOR | NA | Control |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| NISHIDA, YUTAKA | I | DIRECTOR | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT & CHIEF FINANCIAL OFFICER - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT & CHIEF FINANCIAL OFFICER - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT & CHIEF FINANCIAL OFFICER - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT & CHIEF FINANCIAL OFFICER - 08/2006 | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| PRAGER, LAWRENCE, STEPHEN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| QUNITANA, JOSE, MARIO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUNITANA, JOSE, MARIO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUNITANA, JOSE, MARIO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUNITANA, JOSE, MARIO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| ROSEN, MARVIN, SANDERS | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| Ryu, Kiyotaka | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SAYATO, JUNICHI | I | DIRECTOR | NA | |
| SCHRIER, JOHN | I | CHIEF COUNSEL | NA | Control |
| SCHRIER, JOHN | I | CHIEF COUNSEL | NA | Control |
| SCHRIER, JOHN | I | CHIEF COUNSEL | NA | Control |
| SCHRIER, JOHN | I | CHIEF LEGAL COUNSEL | NA | Control |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| SEMAYA, DAVID, JONATHAN | I | DIRECTOR | NA | |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC HARRY | I | DIRECTOR | NA | Control |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STEGLITZ, MARC, HARRY | I | DIRECTOR | NA | |
| STOECKLE, MARK, EDWARD | I | DIRECTOR, PRESIDENT & COUNTRY HEAD | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SUTO, SATOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| Shudo, Kuniyuki | I | DIRECTOR | NA | |
| Shudo, Kuniyuki | I | DIRECTOR | NA | |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO ALTERNATIVE INVESTMENTS | NA | Control |
| TSUJIMURA, HIROKI | I | CIO ALTERNATIVE INVESTMENTS | NA | Control |
| TSUJIMURA, HIROKI | I | CIO ALTERNATIVE INVESTMENTS | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CIO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | CEO AND DIRECTOR | NA | Control |
| TSUJIMURA, HIROKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUJIMURA, HIROKI | I | PRESIDENT AND CEO | NA | Control |
| TSUJIMURA, HIROKI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TSUJIMURA, HIROKI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEINSTEIN, ELLIOT | I | SECRETARY | NA | |
| WEINSTEIN, ELLIOT | I | SECRETARY | NA | |
| WEINSTEIN, ELLIOT | I | SECRETARY | NA | |
| WEISMAN, ANDREW BURKE | I | EVP | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| Wesley, James, Mark Beyer | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMOVA AM AMERICAS HOLDING, INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AM AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP INC. | DE | NIKKO CITI HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | NIKKO CITI HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AM AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. | FE | NIKKO AMERICAS HOLDING CO. | E | Control |
| NIKKO CITI HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN, LTD. | E | Control |
| NIKKO CITI HOLDINGS INC. | FE | NAM HOLDINGS INC. & NIKKO CITI NAM HOLDINGS G.K. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO CORDIAL SECURITIES INC. | FE | NIKKO SECURITIES GLOBAL HOLDINGS, LTD. | E | Control |
| NIKKO CORDIAL SECURITIES INC. | FE | NIKKO SECURITIES GLOBAL HOLDINGS, LTD. | E | Control |
| NIKKO CORDIAL SECURITIES INC. | FE | NIKKO SECURITIES GLOBAL HOLDINGS, LTD. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO SECURITIES GLOBAL HOLDINGS LTD. | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO SECURITIES GLOBAL HOLDINGS LTD. | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO SECURITIES GLOBAL HOLDINGS LTD. | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST BANK, LIMITED | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST GROUP, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS INC. | FE | THE SUMITOMO TRUST AND BANKING CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS INC. | FE | THE SUMITOMO TRUST AND BANKING CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS INC. | FE | THE SUMITOMO TRUST AND BANKING CO., LTD. | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITUSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | SUMITOMO MITSUI TRUST BANK, LIMITED | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO LTD | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| THE SUMITOMO TRUST AND BANKING CO., LTD. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | E | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NIKKO CITI NAM HOLDINGS G.K. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | D | Control |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C | |
| NAM HOLDINGS, INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. | C |
Registrations
Federal
IA
Sep 9, 2025 REGISTERED
Notice Filings (6)
CA DC KS LA NY VA
Address
605 THIRD AVENUE38TH FLOOR
NEW YORK, NY 10158
United States
Phone: 212-610-6100