A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Legal name: A.G.P / ALLIANCE GLOBAL PARTNERS
CRD #8361 SEC #801-70276 WESTPORT, CT 800-727-7922
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$2.3B
Discretionary
$1.9B
Employees
320
Clients
101
Accounts
6,959
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $2.3B | $1.9B | $405.2M | 320 | 0 |
| Sep 2025 | $2.3B | $1.9B | $405.2M | 320 | 0 |
| Oct 2024 | $1.7B | $1.6B | $127.4M | 318 | 0 |
| Oct 2024 | $1.7B | $1.6B | $127.4M | 318 | 0 |
| Oct 2024 | $1.7B | $1.6B | $127.4M | 318 | 0 |
| Oct 2024 | $1.7B | $1.6B | $127.4M | 318 | 0 |
| Aug 2024 | $1.3B | $573.7M | $747.9M | 283 | 0 |
| Jun 2024 | $1.3B | $572.7M | $747.9M | 283 | 0 |
| Oct 2023 | $1.3B | $572.7M | $747.9M | 283 | 0 |
| Oct 2023 | $1.3B | $572.7M | $747.9M | 283 | 0 |
| Sep 2023 | $1.3B | $572.7M | $747.9M | 283 | 0 |
| Oct 2022 | $1.2B | $550.3M | $697.5M | 267 | 0 |
| Sep 2022 | $1.2B | $550.3M | $697.5M | 267 | 0 |
| Jun 2022 | $1.3B | $562.6M | $711.2M | 256 | 0 |
| Oct 2021 | $1.3B | $562.6M | $711.2M | 256 | 0 |
| Sep 2021 | $1.3B | $562.6M | $711.2M | 256 | 0 |
| Feb 2021 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Dec 2020 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Nov 2020 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Oct 2020 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Oct 2020 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Sep 2020 | $932.8M | $396.3M | $536.5M | 198 | 0 |
| Jul 2020 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Jul 2020 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Jun 2020 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Mar 2020 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Feb 2020 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Oct 2019 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Sep 2019 | $563.8M | $534.2M | $29.6M | 156 | 0 |
| Dec 2018 | $501.7M | $442.9M | $58.8M | 111 | 0 |
| Oct 2018 | $624.9M | $579.9M | $45M | 57 | 0 |
| Oct 2018 | $624.9M | $579.9M | $45M | 57 | 0 |
| Jul 2018 | $624.9M | $579.9M | $45M | 57 | 0 |
| Jun 2018 | $474.9M | $474.9M | $0 | 57 | 0 |
| May 2018 | $474.9M | $474.9M | $0 | 57 | 0 |
| Apr 2018 | $474.9M | $474.9M | $0 | 57 | 0 |
| Sep 2017 | $474.9M | $474.9M | $0 | 57 | 2,400 |
| Aug 2017 | $474.9M | $474.9M | $0 | 57 | 2,400 |
| Feb 2017 | $500.5M | $500.5M | $0 | 59 | 2,100 |
| Aug 2016 | $500.5M | $500.5M | $0 | 59 | 2,100 |
| Mar 2016 | $539.6M | $539.6M | $0 | 62 | 2,300 |
| Mar 2016 | $539.6M | $539.6M | $0 | 62 | 2,300 |
| Aug 2015 | $539.6M | $539.6M | $0 | 62 | 2,300 |
| Jul 2015 | $539.6M | $539.6M | $0 | 62 | 2,300 |
| Jun 2015 | $612.5M | $612.5M | $0 | 72 | 2,000 |
| May 2015 | $612.5M | $612.5M | $0 | 72 | 2,000 |
| Oct 2014 | $612.5M | $612.5M | $0 | 72 | 2,000 |
| Sep 2014 | $612.5M | $612.5M | $0 | 72 | 2,000 |
| Jun 2014 | $518.3M | $503.9M | $14.4M | 84 | 1,600 |
| May 2014 | $518.3M | $503.9M | $14.4M | 84 | 1,600 |
| Aug 2013 | $518.3M | $503.9M | $14.4M | 84 | 1,600 |
| Sep 2012 | $294.9M | $284.5M | $10.4M | 51 | 700 |
| Mar 2012 | $282.7M | $268.9M | $13.8M | 51 | 600 |
| Sep 2010 | $125.5M | $116.1M | $9.4M | 51 | -- |
| Jul 2010 | $69.1M | $58.8M | $10.3M | 51 | -- |
| May 2010 | $69.1M | $58.8M | $10.3M | 51 | -- |
| Mar 2010 | $69.1M | $58.8M | $10.3M | 51 | -- |
| Jan 2010 | $47.5M | $36.5M | $11M | 51 | -- |
| Jan 2010 | $47.5M | $36.5M | $11M | 51 | -- |
| Jan 2010 | $47.5M | $36.5M | $11M | 51 | -- |
| Oct 2009 | $0 | $0 | $0 | 51 | -- |
DateOct 2025
Total AUM$2.3B
Discretionary$1.9B
Non-Disc.$405.2M
Employees320
Clients0
DateSep 2025
Total AUM$2.3B
Discretionary$1.9B
Non-Disc.$405.2M
Employees320
Clients0
DateOct 2024
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$127.4M
Employees318
Clients0
DateOct 2024
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$127.4M
Employees318
Clients0
DateOct 2024
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$127.4M
Employees318
Clients0
DateOct 2024
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$127.4M
Employees318
Clients0
DateAug 2024
Total AUM$1.3B
Discretionary$573.7M
Non-Disc.$747.9M
Employees283
Clients0
DateJun 2024
Total AUM$1.3B
Discretionary$572.7M
Non-Disc.$747.9M
Employees283
Clients0
DateOct 2023
Total AUM$1.3B
Discretionary$572.7M
Non-Disc.$747.9M
Employees283
Clients0
DateOct 2023
Total AUM$1.3B
Discretionary$572.7M
Non-Disc.$747.9M
Employees283
Clients0
DateSep 2023
Total AUM$1.3B
Discretionary$572.7M
Non-Disc.$747.9M
Employees283
Clients0
DateOct 2022
Total AUM$1.2B
Discretionary$550.3M
Non-Disc.$697.5M
Employees267
Clients0
DateSep 2022
Total AUM$1.2B
Discretionary$550.3M
Non-Disc.$697.5M
Employees267
Clients0
DateJun 2022
Total AUM$1.3B
Discretionary$562.6M
Non-Disc.$711.2M
Employees256
Clients0
DateOct 2021
Total AUM$1.3B
Discretionary$562.6M
Non-Disc.$711.2M
Employees256
Clients0
DateSep 2021
Total AUM$1.3B
Discretionary$562.6M
Non-Disc.$711.2M
Employees256
Clients0
DateFeb 2021
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateDec 2020
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateNov 2020
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateOct 2020
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateOct 2020
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateSep 2020
Total AUM$932.8M
Discretionary$396.3M
Non-Disc.$536.5M
Employees198
Clients0
DateJul 2020
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateJul 2020
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateJun 2020
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateMar 2020
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateFeb 2020
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateOct 2019
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateSep 2019
Total AUM$563.8M
Discretionary$534.2M
Non-Disc.$29.6M
Employees156
Clients0
DateDec 2018
Total AUM$501.7M
Discretionary$442.9M
Non-Disc.$58.8M
Employees111
Clients0
DateOct 2018
Total AUM$624.9M
Discretionary$579.9M
Non-Disc.$45M
Employees57
Clients0
DateOct 2018
Total AUM$624.9M
Discretionary$579.9M
Non-Disc.$45M
Employees57
Clients0
DateJul 2018
Total AUM$624.9M
Discretionary$579.9M
Non-Disc.$45M
Employees57
Clients0
DateJun 2018
Total AUM$474.9M
Discretionary$474.9M
Non-Disc.$0
Employees57
Clients0
DateMay 2018
Total AUM$474.9M
Discretionary$474.9M
Non-Disc.$0
Employees57
Clients0
DateApr 2018
Total AUM$474.9M
Discretionary$474.9M
Non-Disc.$0
Employees57
Clients0
DateSep 2017
Total AUM$474.9M
Discretionary$474.9M
Non-Disc.$0
Employees57
Clients2,400
DateAug 2017
Total AUM$474.9M
Discretionary$474.9M
Non-Disc.$0
Employees57
Clients2,400
DateFeb 2017
Total AUM$500.5M
Discretionary$500.5M
Non-Disc.$0
Employees59
Clients2,100
DateAug 2016
Total AUM$500.5M
Discretionary$500.5M
Non-Disc.$0
Employees59
Clients2,100
DateMar 2016
Total AUM$539.6M
Discretionary$539.6M
Non-Disc.$0
Employees62
Clients2,300
DateMar 2016
Total AUM$539.6M
Discretionary$539.6M
Non-Disc.$0
Employees62
Clients2,300
DateAug 2015
Total AUM$539.6M
Discretionary$539.6M
Non-Disc.$0
Employees62
Clients2,300
DateJul 2015
Total AUM$539.6M
Discretionary$539.6M
Non-Disc.$0
Employees62
Clients2,300
DateJun 2015
Total AUM$612.5M
Discretionary$612.5M
Non-Disc.$0
Employees72
Clients2,000
DateMay 2015
Total AUM$612.5M
Discretionary$612.5M
Non-Disc.$0
Employees72
Clients2,000
DateOct 2014
Total AUM$612.5M
Discretionary$612.5M
Non-Disc.$0
Employees72
Clients2,000
DateSep 2014
Total AUM$612.5M
Discretionary$612.5M
Non-Disc.$0
Employees72
Clients2,000
DateJun 2014
Total AUM$518.3M
Discretionary$503.9M
Non-Disc.$14.4M
Employees84
Clients1,600
DateMay 2014
Total AUM$518.3M
Discretionary$503.9M
Non-Disc.$14.4M
Employees84
Clients1,600
DateAug 2013
Total AUM$518.3M
Discretionary$503.9M
Non-Disc.$14.4M
Employees84
Clients1,600
DateSep 2012
Total AUM$294.9M
Discretionary$284.5M
Non-Disc.$10.4M
Employees51
Clients700
DateMar 2012
Total AUM$282.7M
Discretionary$268.9M
Non-Disc.$13.8M
Employees51
Clients600
DateSep 2010
Total AUM$125.5M
Discretionary$116.1M
Non-Disc.$9.4M
Employees51
Clients--
DateJul 2010
Total AUM$69.1M
Discretionary$58.8M
Non-Disc.$10.3M
Employees51
Clients--
DateMay 2010
Total AUM$69.1M
Discretionary$58.8M
Non-Disc.$10.3M
Employees51
Clients--
DateMar 2010
Total AUM$69.1M
Discretionary$58.8M
Non-Disc.$10.3M
Employees51
Clients--
DateJan 2010
Total AUM$47.5M
Discretionary$36.5M
Non-Disc.$11M
Employees51
Clients--
DateJan 2010
Total AUM$47.5M
Discretionary$36.5M
Non-Disc.$11M
Employees51
Clients--
DateJan 2010
Total AUM$47.5M
Discretionary$36.5M
Non-Disc.$11M
Employees51
Clients--
DateOct 2009
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--