RIA Intelligence

THE WINDMILL GROUP, INC.

CRD #8384 SEC #801-120154 SOMERS, NY (914) 277-2700
SEC Registered Broker-Dealer
Total AUM
$40.3M
Discretionary
$40.3M
Employees
4
Clients
--
Accounts
205

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 28, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
CAPOZZI, GREGORY RALPHIVICE PRESIDENT, CROP, SROPD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control
MACERANKA, JOHN ANDREWIPRESIDENT, CCO, FINOP, CFOD Control

Registrations

Federal

IA
Nov 28, 2023 REGISTERED

Notice Filings (6)

CT FL MA NJ NY RI

Address

253 ROUTE 202
SOMERS, NY 10589
United States
Phone: (914) 277-2700