THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Legal name: THURSTON SPRINGER FINANCIAL
CRD #8478 SEC #801-63564 INDIANAPOLIS, IN 317-581-4000
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 9, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROP/SROP/CROP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| ALLEN, GABRIELE PEGGY | I | ROSFP | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | DIRECTOR | NA | Control |
| BAXTER, GARY STEPHEN | I | DIRECTOR | NA | Control |
| BAXTER, GARY STEPHEN | I | DIRECTOR | NA | Control |
| BAXTER, GARY STEPHEN | I | DIRECTOR | NA | Control |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BAXTER, GARY STEPHEN | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| BRUNO, JOHN JOSEPH | I | VICE PRESIDENT | NA | |
| CURTIS, BRETT HAYS | I | DIRECTOR AND VICE PRESIDENT | NA | |
| CURTIS, BRETT HAYS | I | VICE PRESIDENT | NA | |
| CURTIS, BRETT HAYS | I | DIRECTOR | NA | |
| CURTIS, BRETT HAYS | I | DIRECTOR | NA | |
| CURTIS, BRETT HAYS | I | DIRECTOR | NA | |
| CURTIS, BRETT HAYS | I | DIRECTOR | NA | |
| GOLDSTEIN, HELEN KURLANDER | I | VICE PRESIDENT | NA | |
| GOLDSTEIN, HELEN KURLANDER | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GOLDSTEIN, HELEN KURLANDER | I | VICE PRESIDENT | NA | |
| GOLDSTEIN, HELEN KURLANDER | I | VICE PRESIDENT | NA | |
| GOLDSTEIN, HELEN KURLANDER | I | DIRECTOR | NA | Control |
| GOLDSTEIN, HELEN KURLANDER | I | DIRECTOR | NA | Control |
| GOLDSTEIN, HELEN KURLANDER | I | DIRECTOR | NA | Control |
| GOLDSTEIN, HELEN KURLANDER | I | DIRECTOR | NA | Control |
| GOLDSTEIN, HELEN KURLANDER | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | DIRECTOR | NA | Control |
| HARGITT, PAUL LEE III | I | DIRECTOR | NA | Control |
| HARGITT, PAUL LEE III | I | DIRECTOR | NA | Control |
| HARGITT, PAUL LEE III | I | DIRECTOR | NA | Control |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HARGITT, PAUL LEE III | I | VICE PRESIDENT | NA | |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| LAURIA, LISA LOUISE | I | CHIEF OPERATING OFFICER | NA | Control |
| PARKER, RICHARD WILSON | I | REGISTERED REPRESENTATIVE | NA | |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT / CEO / TREASURER | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT / CEO / TREASURER | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT / CEO / TREASURER | NA | Control |
| REYNOLDS, MATTHEW MARK | I | FINOP / PFO / POO | NA | |
| REYNOLDS, MATTHEW MARK | I | FINOP / PFO / POO | NA | |
| REYNOLDS, MATTHEW MARK | I | FINOP / PFO / POO | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR | NA | |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | DIRECTOR | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | DIRECTOR | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SPRINGER, ROBERT HUGHES JR | I | MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO | NA | Control |
| SWEENEY, BRIAN PATRICK | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| SWEENEY, BRIAN PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/CHAIRMAN, BOARD OF DIRECTORS | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/CHAIRMAN, BOARD OF DIRECTORS | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/CHAIRMAN, BOARD OF DIRECTORS | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT/DIRECTOR | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | PRESIDENT | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER | B | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO | A | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | VICE PRESIDENT, DIRECTOR | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD WILSON | I | PRESIDENT AND CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| PARKER, RICHARD WILSON | I | TRUSTEE, JAMES J. TITAK IRREVOCABLE TRUST | F | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| JAMES J. TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D |
Registrations
Federal
IA
Nov 9, 2021 REGISTERED
Notice Filings (19)
AZ CA DC FL GA IA IL IN KY MI NC NE NH OH PA SC TN TX VA
Address
9000 KEYSTONE CROSSINGSUITE 700
INDIANAPOLIS, IN 46240
United States
Phone: 317-581-4000