WULFF, HANSEN & CO.
CRD #908 SEC #801-126111 SAN RAFAEL, CA 415-421-8900
SEC Registered Broker-Dealer Disclosures
Total AUM
$132.5M
Discretionary
$132.5M
Employees
9
Clients
0
Accounts
138
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, ALAN EUGENE | I | FINANCIAL & OPERATIONS PRINCIPAL/(CFO FOR REGULATORY PURPOSES) | NA | Control |
| COOK, ALAN EUGENE | I | FINANCIAL & OPERATIONS PRINCIPAL/(CFO FOR REGULATORY PURPOSES) | NA | Control |
| COOK, ALAN EUGENE | I | FINANCIAL & OPERATIONS PRINCIPAL/(CFO FOR REGULATORY PURPOSES) | NA | Control |
| COOK, ALAN EUGENE | I | FINANCIAL & OPERATIONS PRINCIPAL/(CFO FOR REGULATORY PURPOSES) | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| TU, KIM B | I | CFO/POO FOR REGULATORY PURPOSES ONLY | NA | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | E | Control |
| CHARLES, CHRISTOPHER DONALD | I | PRESIDENT | D | Control |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| TALBOT, JOHN PARKER | I | VICE PRESIDENT | B | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| PANKRATZ, ROBERT JOHN | I | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A | |
| STEINKAMP, DENNIS HENRY | I | SENIOR VICE PRESIDENT | A |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
CA NV TX
Address
100 SMITH RANCH ROADSUITE 330
SAN RAFAEL, CA 94903
United States
Phone: 415-421-8900