RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
UBS LUXEMBOURG, United Kingdom 6 $2.9B
UBS AG (LONDON) BRANCH LONDON, United Kingdom 6 $1.8B
UBS AG, ACTING THROUGH ITS LONDON BRANCH LONDON, ENGLAND, United Kingdom 6 $6.4B
VANGUARD MARKETING CORPORATION WAYNE, Pennsylvania, United States 6 $190.5M
WILLIAM BLAIR NEW YORK, New York, United States 6 $512.9M
ALBERT FRIED & COMPANY, LLC NEW YORK, New York, United States 5 $491.1M
AUERBACH GRAYSON & COMPANY LLC NEW YORK, New York, United States 5 $320.4M
BANK OF AMERICA, NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States 5 $93.6M
BOFA SECURITIES EUROPE SA PARIS, France 5 $5.6B
BTIG LLC SAN FRANCISCO, New York, United States 5 $244M
CANACCORD GENUITY CORP. VANCOUVER, Canada 5 $197.7M
COLLIERS SECURITIES LLC MINNEAPOLIS, Minnesota, United States 5 $78.4M
DEUTSCHE BANK LONDON, United Kingdom 5 $4.2B
DEUTSCHE BANK SECURITIES SANTA CLARA, Maryland, United States 5 $291.1M
FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, New York, United States 5 $105.3M
FIRST REPUBLIC TRUST COMPANY SAN FRANCISCO, California, United States 5 $14.1B
GOLDMAN SACHS INTERNATIONAL PLC LONDON, United Kingdom 5 $1.3B
HSBC LUXEMBOURG LUXEMBOURG, Luxembourg 5 $2.2B
ISAAK BOND INVESTMENTS, INC. LAKEWOOD, Colorado, United States 5 $78.4M
J.P. MORGAN SECURITIES LIMITED LONDON, United Kingdom 5 $4.4B
JEFFERIES & CO. NEW YORK, New York, United States 5 $356.6M
KGI SECURITIES (SINGAPORE) PTE. LTD. SINGAPORE, Singapore 5 $55.4B
LEERINK PARTNERS LLC BOSTON, Massachusetts, United States 5 $1.1B
LIGHTSPEED FINANCIAL SERVICES GROUP LLC NEW YORK, New York, United States 5 $494.5M
MIZUHO CAPITAL MARKETS NEW YORK, New York, United States 5 $2.2B