RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
MORGAN STANLEY & CO. NEW YORK, New York, United States 5 $8.6B
MORGAN STANLEY EUROPE SE FRANKFURT AM MAIN, Germany 5 $22.4B
MORGAN STANLEY INTERNATIONAL PLC LONDON, United Kingdom 5 $8.3B
NH INVESTMENT & SECURITIES CO., LTD. SEOUL, Korea, South 5 $196.6M
PT MANDIRI SEKURITAS JAKARTA, Indonesia 5 $65.8M
SANFORD C. BERNSTEIN & CO., LLC NEW YORK, New York, United States 5 $646.4M
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) STOCKHOLM, Sweden 5 $2.2T
SOCIETE GENERALE INTERNATIONAL LTD LONDON, United Kingdom 5 $646.1M
STANDARD CHARTERED PLC SINGAPORE, Singapore 5 $6.8B
STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States 5 $2.4B
STONEX MARKETS, LLC CHICAGO, Illinois, United States 5 $1.2B
THE BANK OF NEW YORK MELLON CORP NEW YORK, New York, United States 5 $219.3M
TRIAD SECURITIES CORP NEW YORK, New York, United States 5 $194.5M
UBS AG HONG KONG BRANCH HONG KONG, China 5 $8.2B
ABN AMRO CLEARING CHICAGO LLC CHICAGO, Illinois, United States 4 $49.2M
AFRASIA BANK LIMITED PORT LOUIS, Mauritius 4 $255.4M
ALLEN & COMPANY LLC NEW YORK, New York, United States 4 $2.6B
AMERICA STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States 4 $354.9M
AXIS CAPITAL MARKETS LTD LONDON, United Kingdom 4 $45B
BANC OF AMERICA, NA NEW YORK, New York, United States 4 $111.3M
BANK OF AMERICA, N/A. NEW YORK, New York, United States 4 $2.2T
BARCLAYS BANK PLC - NEW YORK BRANCH NEW YORK, New York, United States 4 $94.9B
BARLCAYS CAPITAL INC. NEW YORK, New York, United States 4 $700.2M
BMO CAPITAL MARKETS TORONTO, Canada 4 $176.9B
BMO HARRIS FINANCIAL ADVISORS, INC. CHICAGO, Illinois, United States 4 $87.4M