RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
INDUSTRIAL SECURITIES FUZHOU, China 4 $287.9M
INSIGNEO SECURITIES, LLC MIAMI, Florida, United States 4 $117.7M
J.P. MORGAN CLEARING CORP NEW YORK, New York, United States 4 $2.2T
J.P. MORGAN SE, LUXEMBOURG BRANCH SENNINGERBERG, Luxembourg 4 $934.5M
JEFFERIES NEW YORK, New York, United States 4 $418M
JP MORGAN CHASE BANK, NATIONAL ASSOCIATION LONDON, United Kingdom 4 $9.4B
KEEFE, BRUYETTE & WOODS, INC. HARTFORD, Connecticut, United States 4 $296.3M
MANDIRI SEKURITAS JAKARTA, Indonesia 4 $184.3M
MORGAN STANLEY & CO INTERNATIONAL LIMITED LONDON, United Kingdom 4 $3.7B
MORGAN STANLEY CTVM S.A. SAN PAULO, Brazil 4 $2.2T
MULTI-BANK SECURITIES, INC. SOUTHFIELD, Michigan, United States 4 $0
NBCN INC. TORONTO, Canada 4 $289.8M
NEEDHAM & COMPANY, LLC NEEDHAM, Massachusetts, United States 4 $296.3M
NUVAMA CLEARING SERVICES LIMITED MUMBAI, India 4 $226.6M
PETERS & CO. EQUITIES INC. CALGARY, ALBERTA, Canada 4 $748M
PT. CIPTADANA SEKURITAS ASIA JARKARTA, Indonesia 4 $890.3M
RAND FINANCIAL SERVICES, INC. CHICAGO, Illinois, United States 4 $171.1M
RBC DOMNION SECURITIES INC. TORONTO, Canada 4 $37.4B
REGIMENT SECURITIES, LLC. CHICAGO, Illinois, United States 4 $9M
SANDERS MORRIS LLC HOUSTON, Texas, United States 4 $1.6B
SCOTIABANK - THE BANK OF NOVA SCOTIA HOUSTON, Texas, United States 4 $2.2T
SOCIETE GENERALE SA (IRELAND) DUBLIN, Ireland 4 $1.8M
TD PRIME NEW YORK, New York, United States 4 $1.9B
THE BANK OF NEW YORK MELLON SA/NV, DUBLIN BRANCH DUBLIN, Ireland 4 $929.1M
THE NORTHERN TRUST INTERNATIONAL BANKING CORP. CHICAGO, Illinois, United States 4 $1B