RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL DUBLIN, Ireland 4 $98.1B
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, INC. DUBLIN, Ireland 4 $30.5B
CANADIAN IMPERIAL BANK OF COMMERCE (CIBC) NEW YORK, New York, United States 4 $10B
CGS-CIMB SECURITIES SDN BHD KUALA LUMPUR, Malaysia 4 $3.7B
CHARDAN CAPITAL MARKETS LLC NEW YORK, New York, United States 4 $122.3M
CIBC MELLON VANCOUVER, Canada 4 $801.6M
CITIGROUP GLOBAL MARKETS LIMITED IPB LONDON, United Kingdom 4 $26.9B
CITIGROUP, INC. NEW YORK, New York, United States 4 $2.2T
CLEARSTREET LLC NEW YORK, New York, United States 4 $85.2M
CONCEPT CAPITAL MARKETS LLC NEW YORK, New York, United States 4 $43.1M
COWEN INTERNATIONAL LIMITED LONDON, United Kingdom 4 $355M
DAIWA SECURITIES CO., LTD. HEAD OFFICE CHIYODA-KU, Japan 4 $216M
DALMORE GROUP LLC WOODMERE, New York, United States 4 $1M
DEUTSCHE BANK A.G. FRANKFURT, Germany 4 $2.2T
DEUTSCHE BANK AG, NEW YORK BRANCH NEW YORK, New York, United States 4 $6.7M
DSP MERRILL LYNCH LIMITED MUMBAI, India 4 $507.6M
E-TRADE SECURITIES, INC. NEW YORK, New York, United States 4 $256.6M
EVERCORE GROUP L.L.C. NEW YORK, New York, United States 4 $296.3M
FIRST ENERGY CAPITAL CALGARY, ALBERTA, Canada 4 $555M
GAR WOOD SECURITIES, LLC NAPERVILLE, Illinois, United States 4 $178.8M
GF SECURITIES CO LTD SHENZHEN, China 4 $4.2B
GOLDMAN SACHS CUSTODY SOLUTIONS MCLEAN, Virginia, United States 4 $106.8M
GOLMAN SACHS INTERNATIONAL LONDON, United Kingdom 4 $1.9B
GUGGENHEIM SECURITIES, LLC NEW YORK, New York, United States 4 $982.1M
HSBC HOLDINGS PLC LONDON, United Kingdom 4 $2.2T