RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
J.P. MORGAN CCVM SA SAO PAULO, Brazil 2 $3B
JEFFERIES & COMPANY NEW YORK, New York, United States 2 $25.7M
JEFFRIES GROUP LLC NEW YORK, New York, United States 2 $246.9M
JM FINANCIAL MUMBAI, India 2 $652M
KGI SECURITIES SINGAPORE PTE LTD SINGAPORE, Singapore 2 $620.3M
KINGSWAY FINANCIAL SERVICES GROUP LTD. HONG KONG, Hong Kong 2 $142.4M
KOTAK SECURITIES MUMBAI, India 2 $652M
LAZARD CAPITAL MARKETS LLC NEW YORK, New York, United States 2 $41.9M
LEERINK SWANN BOSTON, Massachusetts, United States 2 $17.2M
MAREX LONDON, United Kingdom 2 $22.2M
MAREX FINANCIAL LONDON, United Kingdom 2 $843.5M
MAREX PRIME SERVICES LONDON, United Kingdom 2 $57.7M
MAYBANK SECURITIES PTE LTD SINGAPORE, Singapore 2 $30.9M
MCB MAURITIUS COMMERCIAL BANK LA PRENEUSE, Mauritius 2 $5.9M
MERLIN SECURITIES NEW YORK, New York, United States 2 $41.4M
MILLENIUM STOCK BROKING KOLKATA, India 2 $652M
MIRAE ASSET SECURITIES INC. NEW YORK, New York, United States 2 $0
MIRAE ASSET SECURITIES.CO., LTD. SEOUL, Korea, South 2 $1.6M
MORGAN STANLEY (SWAP) NEW YORK, New York, United States 2 $652M
MORGAN STANLEY CAPITAL PRODUCTS LLC NEW YORK, New York, United States 2 $1.2B
MOTILAL OSWAL SECURITIES MUMBAI, India 2 $652M
MOTILAL OSWAL SECURITIES LIMITED MUMBAI, India 2 $938M
MS HOWELLS SCOTTSDALE, Arizona, United States 2 $86.8M
NATIONAL BANK INDEPENDENT NETWORK TORONTO, Canada 2 $3.5B
NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States 2 $1.2B