RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
NATIONAL FINANCIAL SERVICES LLC T/A FIDELITY CAPITAL MARKETS BOSTON, Massachusetts, United States 2 $3.6B
NEUBERGER BERMAN LLC NEW YORK, New York, United States 2 $91.2M
NEWEDGE GROUP (UK BRANCH) LONDON, United Kingdom 2 $10.1B
NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PVT. LTD. MUMBAI, India 2 $652M
NOMURA FINANCIAL ADVISORY AND SECURITIES (INDIA) PVT LTD MUMBAI, India 2 $938M
NOMURA SECURITIES CO., LTD. CHUO-KU, Japan 2 $48.5M
NORDEA BANK ABP STOCKHOLM, Sweden 2 $952.6M
NORTHERN TRUST SECURITIES, LLP LONDON, United Kingdom 2 $116M
NUVAMA SECURITIES (FORMERLY: EDELWEISS SECURITIES LIMITED MUMBAI, India 2 $652M
NUVAMA WEALTH MANAGEMENT LTD MUMBAI, India 2 $938M
OPTIONSXPRESS, INC. CHICAGO, Illinois, United States 2 $64.8M
ORIENT FUTURES SINGAPORE SINGAPORE, Singapore 2 $620.3M
PERESEC PROPRIETARY LIMITED JOHANNESBURG, South Africa 2 $73.3M
PHD CAPITAL NEW YORK, New York, United States 2 $7.4M
PIPER JAFFRAY & CO MINNEAPOLIS, Minnesota, United States 2 $343.3M
PRABHUDAS LILLADHER PRIVATE LIMITED MUMBAI, India 2 $652M
PRINCIPAL CUSTODY SOLUTIONS WACO, Texas, United States 2 $122.1M
PT BANK CENTRAL ASIA TBK JAKARTA, Indonesia 2 $516M
REGENT CAPITAL PARTNERS INC. TORONTO, ONTARIO, Canada 2 $800K
RHB INVESTMENT BANK BERHAD KUALA LUMPUR, Malaysia 2 $1.6B
ROBOTTI & COMPANY, LLC NEW YORK, New York, United States 2 $53.6M
SBI SECURITIES CO., LTD. TOKYO, Japan 2 $109.1M
SCOTIA CAPITAL INC NEW YORK, New York, United States 2 $0
SMBC NIKKO SECURITIES INC. CHIYODA-KU, Japan 2 $167.6M
SOCIETE GENERAL HONG KONG, Hong Kong 2 $10M