RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED HONGKONG, Hong Kong 24 $11.2B
FIDELITY PRIME SERVICES SAN FRANCISCO, New York, United States 24 $35.3B
MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom 24 $4.1B
STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States 24 $34.6B
CITIGROUP GLOBAL MARKETS INC NEW YORK, New York, United States 23 $852.7B
MERRILL LYNCH BANK OF AMERICA SECURITIES NEW YORK, New York, United States 23 $233.6B
MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States 23 $653.3B
R.J. O'BRIEN SECURITIES, LLC NEW YORK, New York, United States 23 $5.2B
TRADESTATION SECURITIES, INC. PLANTATION, New York, United States 23 $3.5B
MORGAN STANLEY & CO INTERNATIONAL LONDON, United Kingdom 22 $4.4B
RBC CAPITAL MARKETS, LLC NY, New York, United States 22 $2.1B
BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States 21 $17.4B
DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States 21 $603M
MIZUHO SECURITIES USA LLC NEW YORK, New York, United States 21 $824.6B
PIPER SANDLER & CO. MINNEAPOLIS, Minnesota, United States 21 $4.1B
JP MORGAN CHASE, N.A. NEW YORK, New York, United States 20 $14.9B
THE NORTHERN TRUST COMPANY LONDON, Illinois, United States 20 $437.7B
COINBASE SECURITIES, INC. SAN FRANCISCO, New York, United States 19 $12.5B
COWEN PRIME SERVICES LLC NEW YORK, New York, United States 19 $685.4M
MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States 19 $12.8B
NETWORK 1 FINANCIAL SECURITIES INC. RED BANK, New Jersey, United States 19 $76.4M
BOFA SECURITIES INDIA LIMITED MUMBAI, India 18 $605B
CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States 18 $647.7B
CREDIT SUISSE AG ZURICH, Switzerland 18 $611.6B
DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom 18 $605B