RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
MORGAN STANLEY SMITH BARNEY WASHINGTON, Washington, United States 18 $1.4B
NATIXIS NEW YORK BRANCH NEW YORK, New York, United States 18 $647.7B
NATIXIS SA PARIS, New York, United States 18 $605B
NH INVESTMENT & SECURITIES CO.,LTD. SEOUL, Korea, South 18 $163.9M
ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States 18 $647.7B
BNP PARIBAS NY BRANCH NEW YORK, New York, United States 17 $201.1B
MAXIM GROUP LLC NEW YORK, New York, United States 17 $6B
BNP PARIBAS, NEW YORK BRANCH NEW YORK, New York, United States 16 $1.2T
CELADON FINANCIAL GROUP LLC MORRISTOWN, New Jersey, United States 16 $749M
GOLDMAN SACHS BANK USA NEW YORK, New York, United States 16 $598.8B
MERRILL LYNCH VENTURE SERVICES GROUP RALEIGH, North Carolina, United States 16 $512.8M
STATE STREET BANK AND TRUST COMPANY (SSB) NEW JERSEY, New Jersey, United States 16 $5.2B
BANK OF NOVA SCOTIA TORONTO, Canada 15 $47.9B
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LTD. DUBLIN, Ireland 15 $46.5B
CITADEL CLEARING LLC NEW YORK, New York, United States 15 $379.4B
COWEN AND COMPANY NEW YORK, New York, United States 15 $19.2B
DEUTSCHE BANK A. G. NEW YORK, New York, United States 15 $8.7B
FALCONX LIMITED SAN MATEO, California, United States 15 $25.1B
INTERACTIVE BROKERS NEW YORK, New York, United States 15 $202.8M
MIRAE ASSET SECURITIES (USA) INC. NEW YORK, New York, United States 15 $8B
MORGAN STANLEY INTERNATIONAL LONDON, United Kingdom 15 $7.9B
ROBERT W. BAIRD & CO. INCORPORATED STAMFORD, Wisconsin, United States 15 $6.2B
SOCIETE GENERALE SA ("SA") PARIS, France 15 $8.6B
BANCO BTG PACTUAL S.A. RIO DE JANEIRO, Brazil 14 $2.4B
MORGAN STANLEY & CO. INCORPORATED NEW YORK, New York, United States 14 $470B