RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
CONVERGEX PRIME SERVICES LLC ATLANTA, Georgia, United States 11 $361.9M
CURVATURE SECURITIES LLC CHATHAM, New Jersey, United States 11 $122.5B
MORGAN STANLEY & COMPANY INTERNATIONAL PLC LONDON, United Kingdom 11 $22.3B
MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States 11 $6.4B
TD SECURITIES TORONTO, ONTARIO, Canada 11 $5.1B
VENTUM FINANCIAL (US) CORP. VANCOUVER, Canada 11 $373.3M
WELLS FARGO NEW YORK, New York, United States 11 $5.2B
ABCI SECURITIES COMPANY LIMITED HONG KONG, Hong Kong 10 $92.6B
ABN AMRO CLEARING USA LLC CHICAGO, Illinois, United States 10 $1.6B
BARCLAYS CAPITAL SECURITES LIMITED LONDON, United Kingdom 10 $1.5T
BARCLAYS PLC LONDON, United Kingdom 10 $2.4B
BLOCKCHAIN.COM PTE. LTD DOWNTOWN CORE, Singapore 10 $597.5M
BNP PARIBAS SA PARIS PARIS, France 10 $161.6B
BOFA SECURITIES INC. NEW YORK, New York, United States 10 $14.2B
DASH PRIME LLC CHICAGO, Illinois, United States 10 $710.5M
DB ALEX. BROWN LLC NEW YORK, New York, United States 10 $2.1B
FIDELITY PRIME FINANCING NEW YORK, New York, United States 10 $13.9B
ICBC INTERNATIONAL SECURITIES LIMITED HONG KONG, Hong Kong 10 $92.6B
JB DRAX HONORE (UK) LIMITED LONDON, United Kingdom 10 $3.2B
MERRILL LYNCH WEALTH MANAGEMENT SAN FRANCISCO, California, United States 10 $1.4B
SOLIOS INC., D/B/A FALCONX TA' XBIEX, Malta 10 $597.5M
SUMITOMO MITSUI BANKING CORPORATION NEW YORK, New York, United States 10 $1B
A.G.P. / ALLIANCE GLOBAL PARTNERS WESTPORT, New York, United States 9 $189.3M
BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom 9 $268.9B
BNP PARIBAS LONDON BRANCH LONDON, United Kingdom 9 $9.8B