RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
TD AMERITRADE, INC. SANTA MONICA, Nebraska, United States 14 $623M
GOLDMAN SACHS (CAYMAN) TRUST, LIMITED NEW YORK, New York, United States 13 $1.8B
KB SECURITIES CO., LTD SEOUL, Korea, South 13 $135.9M
MERLIN SECURITIES, LLC SAN FRANSISCO, New York, United States 13 $426.3M
WELLS FARGO BANK N.A. NEW YORK, New York, United States 13 $291.8B
WELLS FARGO SECURITIES INC. SAN FRANCISCO, New York, United States 13 $17.3B
ZANBATO SECURITIES LLC MOUNTAIN VIEW, California, United States 13 $124.1M
BANC OF AMERICA SECURITIES LLC NEW YORK, Texas, United States 12 $6.7B
BNP PARIBAS BROKERAGE SERVICES, INC. LONDON, United Kingdom 12 $8B
BNP PARIBAS PRIME BROKERAGE INC. NEW YORK, New York, United States 12 $1.3B
BNP PARIBAS S.A. NEW YORK, New York, United States 12 $636.5B
CREDIT SUISSE SECURITIES (EUROPE) LTD LONDON, United Kingdom 12 $235.4B
J. ARON & COMPANY NEW YORK, New York, United States 12 $626.6B
J.P. MORGAN NEW YORK, New York, United States 12 $28.7B
JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States 12 $433.4B
JP MORGAN CHASE, NATIONAL ASSOCIATION NEW YORK, New York, United States 12 $9.6B
MERRILL LYNCH SAN FRANCISCO, California, United States 12 $2.2B
MORGAN STANLEY CAPITAL GROUP INC. NEW YORK, New York, United States 12 $626.6B
MORGAN STANLEY PRIVATE WEALTH MANAGEMENT SAN FRANCISCO, California, United States 12 $691.8M
NOMURA SECURITIES INTERNATIONAL, INC NEW YORK, New York, United States 12 $82.3B
RBC DOMINION SECURITIES TORONTO, Canada 12 $2.4B
RBC DOMINION SECURITIES INC. TORONTO, ON, Canada 12 $3.6B
WINTERMUTE TRADING LTD ALTRINCHAM, United Kingdom 12 $1.6B
ANCHORAGE DIGITAL BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States 11 $23.5B
CANACCORD GENUITY LLC NEW YORK, New York, United States 11 $2.1B