COOPER FINANCIAL SERVICES, INC.
CRD #104671 SEC #801-24288 SHELTON, CT 203-248-1972
SEC Registered
Total AUM
$195.6M
Discretionary
$195.6M
Employees
2
Clients
101
Accounts
1,637
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $195.6M | $195.6M | $0 | 2 | 0 |
| Aug 2025 | $195.6M | $195.6M | $0 | 2 | 0 |
| Jun 2025 | $195.6M | $195.6M | $0 | 4 | 0 |
| May 2024 | $170.5M | $170.5M | $0 | 4 | 0 |
| May 2023 | $157.5M | $157.5M | $0 | 4 | 0 |
| May 2022 | $158.4M | $158.4M | $0 | 4 | 0 |
| Aug 2021 | $164.7M | $164.7M | $0 | 4 | 0 |
| Jun 2021 | $164.7M | $164.7M | $0 | 4 | 0 |
| Jun 2020 | $138.2M | $138.2M | $0 | 7 | 0 |
| Jun 2020 | $138.2M | $138.2M | $0 | 7 | 0 |
| Jun 2020 | $138.2M | $138.2M | $0 | 7 | 0 |
| Apr 2020 | $138.2M | $138.2M | $0 | 7 | 0 |
| Apr 2019 | $135M | $130.7M | $4.3M | 7 | 0 |
| May 2018 | $133.1M | $120M | $13.1M | 7 | 0 |
| Sep 2017 | $127.2M | $112.7M | $14.5M | 8 | 441 |
| Sep 2017 | $127.2M | $112.7M | $14.5M | 8 | 441 |
| Aug 2017 | $127.2M | $112.7M | $14.5M | 8 | 441 |
| May 2017 | $127.2M | $112.7M | $14.5M | 8 | 441 |
| Oct 2016 | $133.7M | $109.5M | $24.3M | 8 | 413 |
| Jul 2016 | $133.7M | $109.5M | $24.3M | 7 | 413 |
| Jun 2016 | $133.7M | $109.5M | $24.3M | 7 | 413 |
| May 2016 | $133.7M | $109.5M | $24.3M | 7 | 413 |
| Mar 2016 | $133.7M | $109.5M | $24.3M | 7 | 413 |
| Jun 2015 | $133.7M | $109.5M | $24.3M | 7 | 413 |
| Jul 2014 | $139.5M | $101.9M | $37.6M | 4 | 325 |
| May 2014 | $139.5M | $101.9M | $37.6M | 4 | 325 |
| Jun 2013 | $129.9M | $92.5M | $37.4M | 3 | 325 |
| Apr 2013 | $129.9M | $92.5M | $37.4M | 3 | 325 |
| Jun 2012 | $846.9M | $810M | $37M | 6 | 400 |
| Mar 2012 | $120.4M | $83.3M | $37.1M | 6 | 400 |
| May 2011 | $105.7M | $68M | $37.7M | 10 | -- |
| May 2011 | $105.7M | $68M | $37.7M | 10 | -- |
| Jun 2010 | $105.7M | $68M | $37.7M | 10 | -- |
| May 2009 | $89.9M | $52M | $37.9M | 10 | -- |
| Sep 2007 | $130M | $10M | $120M | 10 | -- |
| Jun 2005 | $91M | $0 | $91M | 5 | -- |
| Apr 2004 | $91M | $0 | $91M | 5 | -- |
| Sep 2001 | $80.6M | $0 | $80.6M | 5 | -- |
| Aug 2001 | $80.6M | $0 | $80.6M | 5 | -- |
DateNov 2025
Total AUM$195.6M
Discretionary$195.6M
Non-Disc.$0
Employees2
Clients0
DateAug 2025
Total AUM$195.6M
Discretionary$195.6M
Non-Disc.$0
Employees2
Clients0
DateJun 2025
Total AUM$195.6M
Discretionary$195.6M
Non-Disc.$0
Employees4
Clients0
DateMay 2024
Total AUM$170.5M
Discretionary$170.5M
Non-Disc.$0
Employees4
Clients0
DateMay 2023
Total AUM$157.5M
Discretionary$157.5M
Non-Disc.$0
Employees4
Clients0
DateMay 2022
Total AUM$158.4M
Discretionary$158.4M
Non-Disc.$0
Employees4
Clients0
DateAug 2021
Total AUM$164.7M
Discretionary$164.7M
Non-Disc.$0
Employees4
Clients0
DateJun 2021
Total AUM$164.7M
Discretionary$164.7M
Non-Disc.$0
Employees4
Clients0
DateJun 2020
Total AUM$138.2M
Discretionary$138.2M
Non-Disc.$0
Employees7
Clients0
DateJun 2020
Total AUM$138.2M
Discretionary$138.2M
Non-Disc.$0
Employees7
Clients0
DateJun 2020
Total AUM$138.2M
Discretionary$138.2M
Non-Disc.$0
Employees7
Clients0
DateApr 2020
Total AUM$138.2M
Discretionary$138.2M
Non-Disc.$0
Employees7
Clients0
DateApr 2019
Total AUM$135M
Discretionary$130.7M
Non-Disc.$4.3M
Employees7
Clients0
DateMay 2018
Total AUM$133.1M
Discretionary$120M
Non-Disc.$13.1M
Employees7
Clients0
DateSep 2017
Total AUM$127.2M
Discretionary$112.7M
Non-Disc.$14.5M
Employees8
Clients441
DateSep 2017
Total AUM$127.2M
Discretionary$112.7M
Non-Disc.$14.5M
Employees8
Clients441
DateAug 2017
Total AUM$127.2M
Discretionary$112.7M
Non-Disc.$14.5M
Employees8
Clients441
DateMay 2017
Total AUM$127.2M
Discretionary$112.7M
Non-Disc.$14.5M
Employees8
Clients441
DateOct 2016
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees8
Clients413
DateJul 2016
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees7
Clients413
DateJun 2016
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees7
Clients413
DateMay 2016
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees7
Clients413
DateMar 2016
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees7
Clients413
DateJun 2015
Total AUM$133.7M
Discretionary$109.5M
Non-Disc.$24.3M
Employees7
Clients413
DateJul 2014
Total AUM$139.5M
Discretionary$101.9M
Non-Disc.$37.6M
Employees4
Clients325
DateMay 2014
Total AUM$139.5M
Discretionary$101.9M
Non-Disc.$37.6M
Employees4
Clients325
DateJun 2013
Total AUM$129.9M
Discretionary$92.5M
Non-Disc.$37.4M
Employees3
Clients325
DateApr 2013
Total AUM$129.9M
Discretionary$92.5M
Non-Disc.$37.4M
Employees3
Clients325
DateJun 2012
Total AUM$846.9M
Discretionary$810M
Non-Disc.$37M
Employees6
Clients400
DateMar 2012
Total AUM$120.4M
Discretionary$83.3M
Non-Disc.$37.1M
Employees6
Clients400
DateMay 2011
Total AUM$105.7M
Discretionary$68M
Non-Disc.$37.7M
Employees10
Clients--
DateMay 2011
Total AUM$105.7M
Discretionary$68M
Non-Disc.$37.7M
Employees10
Clients--
DateJun 2010
Total AUM$105.7M
Discretionary$68M
Non-Disc.$37.7M
Employees10
Clients--
DateMay 2009
Total AUM$89.9M
Discretionary$52M
Non-Disc.$37.9M
Employees10
Clients--
DateSep 2007
Total AUM$130M
Discretionary$10M
Non-Disc.$120M
Employees10
Clients--
DateJun 2005
Total AUM$91M
Discretionary$0
Non-Disc.$91M
Employees5
Clients--
DateApr 2004
Total AUM$91M
Discretionary$0
Non-Disc.$91M
Employees5
Clients--
DateSep 2001
Total AUM$80.6M
Discretionary$0
Non-Disc.$80.6M
Employees5
Clients--
DateAug 2001
Total AUM$80.6M
Discretionary$0
Non-Disc.$80.6M
Employees5
Clients--