COOPER FINANCIAL SERVICES, INC.
CRD #104671 SEC #801-24288 SHELTON, CT 203-248-1972
SEC Registered
Total AUM
$195.6M
Discretionary
$195.6M
Employees
2
Clients
101
Accounts
1,637
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| COOPER, SUSAN, LYNN | I | SECRETARY | NA | |
| LAZAROFF, SUSAN, LYNN | I | SECRETARY | NA | |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | E | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | E | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | E | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | E | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | E | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | E | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | ACCOUNT EXECUTIVE | D | Control |
| COOPER, LAWRENCE, SCOTT | I | ACCOUNT EXECUTIVE | D | Control |
| COOPER, LAWRENCE, SCOTT | I | ACCOUNT EXECUTIVE | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO / CCO | D | Control |
| COOPER, LAWRENCE, SCOTT | I | TREASURER & CHIEF COMPLIANCE OFFICER (CCO) | D | Control |
| COOPER, LAWRENCE, SCOTT | I | CHAIRMAN / CEO | D | Control |
| ESTATE OF LAWRENCE S. COOPER/ HOPE COOPER AS EXECUTRIX | DE | SHAREHOLDER | D | Control |
| ESTATE OF LAWRENCE S. COOPER/ HOPE COOPER AS EXECUTRIX | DE | SHAREHOLDER | D | Control |
| ESTATE OF LAWRENCE S. COOPER/ HOPE COOPER AS EXECUTRIX | DE | SHAREHOLDER | D | Control |
| ESTATE OF LAWRENCE S. COOPER/ HOPE COOPER AS EXECUTRIX | DE | SHAREHOLDER | D | Control |
| ESTATE OF LAWRENCE S. COOPER/ HOPE COOPER AS EXECUTRIX | DE | SHAREHOLDER | D | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | C | |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| BUTLER, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER/ SHAREHOLDER/CHAIRMAN | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, MELVIN | I | DIRECTOR/ PRESIDENT | C | Control |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | PRESIDENT | C | |
| COOPER, SUSAN, LYNN | I | SECRETARY; FROM FEB 2010 : PRESIDENT | C | |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| Butler, Steven, Gregory | I | VICE PRESIDENT | A | Control |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A | |
| COOPER, ZELDA, MOLAVER | I | NONE | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Cooper, Hope, Janet | I | ESTATE OF LAWRENCE S. COOPER | F | Control |
| Cooper, Hope, Janet | I | ESTATE OF LAWRENCE S. COOPER | F | Control |
| Cooper, Hope, Janet | I | ESTATE OF LAWRENCE S. COOPER | F | Control |
| Cooper, Hope, Janet | I | ESTATE OF LAWRENCE S. COOPER | F | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (10)
CA CT FL MA MD MO NH NJ NY VT
Address
1000 BRIDGEPORT AVENUESUITE 308
SHELTON, CT 06484
United States
Phone: 203-248-1972