MAINO JAMES FREDERICK
Legal name: JAMES F. MAINO, REGISTERED INVESTMENT COUNSELLOR, INC.
CRD #104980 SEC #801-9166 AVILA BEACH, CA 805-627-1600
SEC Registered
Total AUM
$102.4M
Discretionary
$102.4M
Employees
3
Clients
--
Accounts
189
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2016 | $102.4M | $102.4M | $0 | 3 | 26 |
| Feb 2015 | $109.6M | $109.6M | $0 | 3 | 26 |
| Mar 2014 | $103.8M | $103.5M | $270.2K | 3 | 26 |
| Feb 2013 | $94.6M | $94.4M | $194.3K | 3 | 26 |
| Apr 2012 | $93.4M | $93.3M | $122.5K | 1 | 26 |
| Mar 2012 | $93.4M | $93.3M | $122.5K | 1 | 26 |
| Mar 2012 | $93.4M | $93.3M | $122.5K | 1 | 26 |
| Mar 2012 | $93.4M | $93.3M | $122.5K | 1 | 26 |
| Jan 2012 | $93.4M | $93.3M | $122.5K | 1 | 26 |
| Dec 2011 | $87.9M | $87.8M | $117.1K | 1 | 101 |
| Feb 2011 | $87.9M | $87.8M | $117.1K | 5 | -- |
| Jan 2010 | $84.2M | $84.2M | $0 | 5 | -- |
| Feb 2008 | $98.8M | $98.8M | $0 | 5 | -- |
| Dec 2007 | $96.9M | $96.9M | $0 | 5 | -- |
| Jan 2007 | $96.9M | $96.9M | $0 | 5 | -- |
| Feb 2006 | $91.8M | $91.8M | $0 | 5 | -- |
| Sep 2005 | $83.5M | $83.4M | $110.3K | 5 | -- |
| Jan 2005 | $84.1M | $83.8M | $238.5K | 5 | -- |
| May 2002 | $65.4M | $65.1M | $251.4K | 5 | -- |
| Mar 2002 | $65.4M | $65.1M | $251.4K | 5 | -- |
DateMar 2016
Total AUM$102.4M
Discretionary$102.4M
Non-Disc.$0
Employees3
Clients26
DateFeb 2015
Total AUM$109.6M
Discretionary$109.6M
Non-Disc.$0
Employees3
Clients26
DateMar 2014
Total AUM$103.8M
Discretionary$103.5M
Non-Disc.$270.2K
Employees3
Clients26
DateFeb 2013
Total AUM$94.6M
Discretionary$94.4M
Non-Disc.$194.3K
Employees3
Clients26
DateApr 2012
Total AUM$93.4M
Discretionary$93.3M
Non-Disc.$122.5K
Employees1
Clients26
DateMar 2012
Total AUM$93.4M
Discretionary$93.3M
Non-Disc.$122.5K
Employees1
Clients26
DateMar 2012
Total AUM$93.4M
Discretionary$93.3M
Non-Disc.$122.5K
Employees1
Clients26
DateMar 2012
Total AUM$93.4M
Discretionary$93.3M
Non-Disc.$122.5K
Employees1
Clients26
DateJan 2012
Total AUM$93.4M
Discretionary$93.3M
Non-Disc.$122.5K
Employees1
Clients26
DateDec 2011
Total AUM$87.9M
Discretionary$87.8M
Non-Disc.$117.1K
Employees1
Clients101
DateFeb 2011
Total AUM$87.9M
Discretionary$87.8M
Non-Disc.$117.1K
Employees5
Clients--
DateJan 2010
Total AUM$84.2M
Discretionary$84.2M
Non-Disc.$0
Employees5
Clients--
DateFeb 2008
Total AUM$98.8M
Discretionary$98.8M
Non-Disc.$0
Employees5
Clients--
DateDec 2007
Total AUM$96.9M
Discretionary$96.9M
Non-Disc.$0
Employees5
Clients--
DateJan 2007
Total AUM$96.9M
Discretionary$96.9M
Non-Disc.$0
Employees5
Clients--
DateFeb 2006
Total AUM$91.8M
Discretionary$91.8M
Non-Disc.$0
Employees5
Clients--
DateSep 2005
Total AUM$83.5M
Discretionary$83.4M
Non-Disc.$110.3K
Employees5
Clients--
DateJan 2005
Total AUM$84.1M
Discretionary$83.8M
Non-Disc.$238.5K
Employees5
Clients--
DateMay 2002
Total AUM$65.4M
Discretionary$65.1M
Non-Disc.$251.4K
Employees5
Clients--
DateMar 2002
Total AUM$65.4M
Discretionary$65.1M
Non-Disc.$251.4K
Employees5
Clients--