MAINO JAMES FREDERICK
Legal name: JAMES F. MAINO, REGISTERED INVESTMENT COUNSELLOR, INC.
CRD #104980 SEC #801-9166 AVILA BEACH, CA 805-627-1600
SEC Registered
Total AUM
$102.4M
Discretionary
$102.4M
Employees
3
Clients
--
Accounts
189
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER/CO-PROPRIETOR | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER/CO-PROPRIETOR | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER/CO-PROPRIETOR | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CO-OWNER | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CO-OWNER | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CO-OWNER | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| KILBURN-MAINO, LISA, ERIN | I | CHIEF COMPLIANCE OFFICER / VP | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-PROPRIETOR | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-OWNER | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-PROPRIETOR | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-OWNER | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-OWNER | D | Control |
| MAINO, JAMES, FREDERICK | I | CO-OWNER | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
| MAINO, JAMES, FREDERICK | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 25, 2016 REGISTERED
Notice Filings (2)
CA VA
Address
6621 BAY LAUREL DRIVEAVILA BEACH, CA 93424
United States
Phone: 805-627-1600