VALLEY FINANCIAL MANAGEMENT, INC.
CRD #105387 SEC #801-113685 NEW YORK, NY 212-407-4362
SEC Registered Broker-Dealer Disclosures
Total AUM
$55K
Discretionary
$55K
Employees
102
Clients
0
Accounts
60
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $55K | $55K | $0 | 102 | 0 |
| Feb 2025 | $55K | $55K | $0 | 102 | 0 |
| Feb 2025 | $55K | $55K | $0 | 102 | 0 |
| Jul 2023 | $334.9M | $246.2M | $88.7M | 102 | 0 |
| Apr 2023 | $334.9M | $246.2M | $88.7M | 102 | 0 |
| Dec 2022 | $326.5M | $283.5M | $43M | 65 | 0 |
| Sep 2022 | $326.5M | $283.5M | $43M | 65 | 0 |
| Apr 2022 | $326.5M | $283.5M | $43M | 65 | 0 |
| Apr 2022 | $326.5M | $283.5M | $43M | 65 | 0 |
| Feb 2022 | $163.1M | $150.9M | $12.3M | 72 | 0 |
| May 2021 | $163.1M | $150.9M | $12.3M | 72 | 0 |
| Apr 2021 | $163.1M | $150.9M | $12.3M | 72 | 0 |
| Mar 2021 | $163.1M | $150.9M | $12.3M | 72 | 0 |
| Jun 2020 | $121M | $84.3M | $36.7M | 75 | 0 |
| Jun 2020 | $121M | $84.3M | $36.7M | 75 | 0 |
| Apr 2020 | $121M | $84.3M | $36.7M | 75 | 0 |
| Nov 2019 | $95.6M | $26.4M | $69.3M | 73 | 0 |
| Oct 2019 | $95.6M | $26.4M | $69.3M | 73 | 0 |
| Mar 2019 | $95.6M | $26.4M | $69.3M | 73 | 0 |
| Nov 2018 | $114.1M | $28.8M | $85.3M | 82 | 0 |
| Oct 2018 | $114.1M | $28.8M | $85.3M | 82 | 0 |
| Aug 2018 | $114.1M | $28.8M | $85.3M | 82 | 0 |
| Jun 2018 | $114.1M | $28.8M | $85.3M | 82 | 0 |
DateJul 2025
Total AUM$55K
Discretionary$55K
Non-Disc.$0
Employees102
Clients0
DateFeb 2025
Total AUM$55K
Discretionary$55K
Non-Disc.$0
Employees102
Clients0
DateFeb 2025
Total AUM$55K
Discretionary$55K
Non-Disc.$0
Employees102
Clients0
DateJul 2023
Total AUM$334.9M
Discretionary$246.2M
Non-Disc.$88.7M
Employees102
Clients0
DateApr 2023
Total AUM$334.9M
Discretionary$246.2M
Non-Disc.$88.7M
Employees102
Clients0
DateDec 2022
Total AUM$326.5M
Discretionary$283.5M
Non-Disc.$43M
Employees65
Clients0
DateSep 2022
Total AUM$326.5M
Discretionary$283.5M
Non-Disc.$43M
Employees65
Clients0
DateApr 2022
Total AUM$326.5M
Discretionary$283.5M
Non-Disc.$43M
Employees65
Clients0
DateApr 2022
Total AUM$326.5M
Discretionary$283.5M
Non-Disc.$43M
Employees65
Clients0
DateFeb 2022
Total AUM$163.1M
Discretionary$150.9M
Non-Disc.$12.3M
Employees72
Clients0
DateMay 2021
Total AUM$163.1M
Discretionary$150.9M
Non-Disc.$12.3M
Employees72
Clients0
DateApr 2021
Total AUM$163.1M
Discretionary$150.9M
Non-Disc.$12.3M
Employees72
Clients0
DateMar 2021
Total AUM$163.1M
Discretionary$150.9M
Non-Disc.$12.3M
Employees72
Clients0
DateJun 2020
Total AUM$121M
Discretionary$84.3M
Non-Disc.$36.7M
Employees75
Clients0
DateJun 2020
Total AUM$121M
Discretionary$84.3M
Non-Disc.$36.7M
Employees75
Clients0
DateApr 2020
Total AUM$121M
Discretionary$84.3M
Non-Disc.$36.7M
Employees75
Clients0
DateNov 2019
Total AUM$95.6M
Discretionary$26.4M
Non-Disc.$69.3M
Employees73
Clients0
DateOct 2019
Total AUM$95.6M
Discretionary$26.4M
Non-Disc.$69.3M
Employees73
Clients0
DateMar 2019
Total AUM$95.6M
Discretionary$26.4M
Non-Disc.$69.3M
Employees73
Clients0
DateNov 2018
Total AUM$114.1M
Discretionary$28.8M
Non-Disc.$85.3M
Employees82
Clients0
DateOct 2018
Total AUM$114.1M
Discretionary$28.8M
Non-Disc.$85.3M
Employees82
Clients0
DateAug 2018
Total AUM$114.1M
Discretionary$28.8M
Non-Disc.$85.3M
Employees82
Clients0
DateJun 2018
Total AUM$114.1M
Discretionary$28.8M
Non-Disc.$85.3M
Employees82
Clients0