VALLEY FINANCIAL MANAGEMENT, INC.
CRD #105387 SEC #801-113685 NEW YORK, NY 212-407-4362
SEC Registered Broker-Dealer Disclosures
Total AUM
$55K
Discretionary
$55K
Employees
102
Clients
0
Accounts
60
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 14, 2025
- Branch Offices
- 0
- LEI
- 5493305SJQ3VQ5DEE756
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGASSI, RONEN | I | DIRECTOR | NA | |
| AGASSI, RONEN | I | DIRECTOR | NA | |
| AGASSI, RONEN | I | DIRECTOR | NA | |
| AGASSI, RONEN | I | DIRECTOR | NA | |
| AGASSI, RONEN | I | DIRECTOR | NA | |
| BEN-ZVI, BOSMAT HANA | I | DIRECTOR | NA | |
| BEN-ZVI, BOSMAT HANA | I | DIRECTOR | NA | |
| BEN-ZVI, BOSMAT HANA | I | DIRECTOR | NA | |
| BERNSTEIN, IAN NESSIM | I | PRESIDENT / CEO | NA | Control |
| BERNSTEIN, IAN NESSIM | I | PRESIDENT / CEO | NA | Control |
| BERNSTEIN, IAN NESSIM | I | PRESIDENT / CEO | NA | Control |
| BERNSTEIN, IAN NESSIM | I | PRINCIPAL | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| BOYAN, GEORGE ALLEN III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| COLLERAN, JOSEPH ARTHUR III | I | PRESIDENT / CEO | NA | Control |
| CONCANNON, SEAN PATRICK | I | FIN/OP, CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | FIN/OP, CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | FIN/OP, CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | FIN/OP, CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| CONCANNON, SEAN PATRICK | I | CFO | NA | Control |
| DAVIES, JAMES ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAVIES, JAMES ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAVIES, JAMES ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAVIES, JAMES ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| FRIEDMAN, HANAN SHMOEL | I | DIRECTOR | NA | |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| GAWLEY, CHRISTOPHER JON | I | GENERAL COUNSEL | NA | Control |
| HAGEDORN, MICHAEL DENNIS | I | DIRECTOR | NA | Control |
| HAGEDORN, MICHAEL DENNIS | I | DIRECTOR | NA | Control |
| HAGEDORN, MICHAEL DENNIS | I | DIRECTOR | NA | Control |
| HAGEDORN, MICHAEL DENNIS | I | DIRECTOR | NA | Control |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JAWITZ, SIMON BRUCE | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| JOHNSTON, CHARLES DEAN | I | DIRECTOR | NA | |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| LAN, TRAVIS | I | DIRECTOR | NA | Control |
| MAYO, JAMIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAYO, JAMIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAYO, JAMIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| MENDELSON, AVNER | I | DIRECTOR | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SCHULTZ, MELISSA JOSEPH | I | CHAIRPERSON | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| SHERMAN, -ANDREW LOUIS ESQ. | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| STEINMETZ, ERIC PAUL | I | CFO | NA | Control |
| STEINMETZ, ERIC PAUL | I | CFO | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| VANOVITCH, JOEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, CHRISTOPHER MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| BANK LEUMI USA | DE | SHAREHOLDER | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
| VALLEY NATIONAL BANK | DE | DIRECT PARENT OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL B.M. | FE | BANK LEUMI LE-ISRAEL CORP | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| BANK LEUMI LE-ISRAEL CORP. | DE | BANK LEUMI USA | E | Control |
| VALLEY NATIONAL BANCORP | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANCORP | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANCORP | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANCORP | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANCORP | DE | VALLEY NATIONAL BANK | E | Control |
Registrations
Federal
IA
Jul 14, 2025 REGISTERED
Notice Filings (16)
AL CA CO DE FL IL LA MD MI MN NJ NY OH SC TX WA
Address
350 MADISON AVE.NEW YORK, NY 10017
United States
Phone: 212-407-4362