ROCKEFELLER & CO., INC
Legal name: ROCKEFELLER & CO., INC.
CRD #106264 SEC #801-15106 NEW YORK, NY 212-549-5100
SEC Registered Private Funds
Total AUM
$15.8B
Discretionary
$15.5B
Employees
159
Clients
101
Accounts
2,731
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2018 | $15.8B | $15.5B | $304.2M | 159 | 42 |
| Aug 2017 | $10.3B | $10.2B | $170.1M | 151 | 800 |
| Mar 2017 | $10.3B | $10.2B | $170.1M | 151 | 800 |
| Jan 2017 | $10.5B | $10.3B | $167.9M | 154 | 700 |
| Dec 2016 | $10.5B | $10.3B | $167.9M | 154 | 700 |
| Nov 2016 | $10.5B | $10.3B | $167.9M | 154 | 700 |
| Jul 2016 | $10.5B | $10.3B | $167.9M | 154 | 700 |
| May 2016 | $10.5B | $10.3B | $167.9M | 154 | 700 |
| Mar 2016 | $10.4B | $10.3B | $167.9M | 154 | 700 |
| Feb 2016 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Jan 2016 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Jan 2016 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Dec 2015 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Nov 2015 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Apr 2015 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Mar 2015 | $9.8B | $9.4B | $374.9M | 131 | 800 |
| Oct 2014 | $10.9B | $9.6B | $1.3B | 122 | 800 |
| Jul 2014 | $10.9B | $9.6B | $1.3B | 122 | 800 |
| May 2014 | $10.9B | $9.6B | $1.3B | 122 | 800 |
| Mar 2014 | $10.9B | $9.6B | $1.3B | 122 | 800 |
| Oct 2013 | $10.6B | $9.7B | $949.9M | 118 | 700 |
| Apr 2013 | $10.6B | $9.7B | $949.9M | 118 | 700 |
| Apr 2013 | $10.4B | $9.5B | $949.9M | 118 | 700 |
| Jan 2013 | $7.1B | $6.1B | $989.1M | 117 | 700 |
| Oct 2012 | $7.1B | $6.1B | $989.1M | 51 | 700 |
| Jun 2012 | $7.1B | $6.1B | $989.1M | 51 | 700 |
| Apr 2012 | $7.1B | $6.1B | $989.1M | 51 | 700 |
| Mar 2012 | $7.1B | $6.1B | $989.1M | 51 | 700 |
| May 2011 | $7.1B | $6.1B | $959M | 51 | -- |
| Apr 2011 | $7.1B | $6.1B | $959M | 51 | -- |
| Mar 2011 | $7.1B | $6.1B | $959M | 51 | -- |
| Sep 2010 | $6.6B | $5.8B | $806.7M | 51 | -- |
| Sep 2010 | $6.6B | $5.8B | $806.7M | 51 | -- |
| Jun 2010 | $6.6B | $5.8B | $806.7M | 51 | -- |
| Oct 2009 | $5.6B | $5B | $549.3M | 51 | -- |
| Mar 2009 | $5.6B | $5B | $549.3M | 51 | -- |
| Oct 2007 | $7.7B | $7.1B | $572.1M | 51 | -- |
| Mar 2007 | $7.7B | $7.1B | $572.1M | 51 | -- |
| Mar 2006 | $5.7B | $5.2B | $526.1M | 51 | -- |
| Aug 2004 | $3.7B | $3.2B | $451.3M | 51 | -- |
| Mar 2004 | $3.7B | $3.2B | $451.3M | 51 | -- |
| Oct 2003 | $3B | $2.5B | $512.1M | 51 | -- |
| Apr 2002 | $3.8B | $3.3B | $507.6M | 51 | -- |
| Oct 2001 | $4.8B | $3.9B | $898.4M | 51 | -- |
DateMar 2018
Total AUM$15.8B
Discretionary$15.5B
Non-Disc.$304.2M
Employees159
Clients42
DateAug 2017
Total AUM$10.3B
Discretionary$10.2B
Non-Disc.$170.1M
Employees151
Clients800
DateMar 2017
Total AUM$10.3B
Discretionary$10.2B
Non-Disc.$170.1M
Employees151
Clients800
DateJan 2017
Total AUM$10.5B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateDec 2016
Total AUM$10.5B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateNov 2016
Total AUM$10.5B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateJul 2016
Total AUM$10.5B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateMay 2016
Total AUM$10.5B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateMar 2016
Total AUM$10.4B
Discretionary$10.3B
Non-Disc.$167.9M
Employees154
Clients700
DateFeb 2016
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateJan 2016
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateJan 2016
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateDec 2015
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateNov 2015
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateApr 2015
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateMar 2015
Total AUM$9.8B
Discretionary$9.4B
Non-Disc.$374.9M
Employees131
Clients800
DateOct 2014
Total AUM$10.9B
Discretionary$9.6B
Non-Disc.$1.3B
Employees122
Clients800
DateJul 2014
Total AUM$10.9B
Discretionary$9.6B
Non-Disc.$1.3B
Employees122
Clients800
DateMay 2014
Total AUM$10.9B
Discretionary$9.6B
Non-Disc.$1.3B
Employees122
Clients800
DateMar 2014
Total AUM$10.9B
Discretionary$9.6B
Non-Disc.$1.3B
Employees122
Clients800
DateOct 2013
Total AUM$10.6B
Discretionary$9.7B
Non-Disc.$949.9M
Employees118
Clients700
DateApr 2013
Total AUM$10.6B
Discretionary$9.7B
Non-Disc.$949.9M
Employees118
Clients700
DateApr 2013
Total AUM$10.4B
Discretionary$9.5B
Non-Disc.$949.9M
Employees118
Clients700
DateJan 2013
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$989.1M
Employees117
Clients700
DateOct 2012
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$989.1M
Employees51
Clients700
DateJun 2012
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$989.1M
Employees51
Clients700
DateApr 2012
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$989.1M
Employees51
Clients700
DateMar 2012
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$989.1M
Employees51
Clients700
DateMay 2011
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$959M
Employees51
Clients--
DateApr 2011
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$959M
Employees51
Clients--
DateMar 2011
Total AUM$7.1B
Discretionary$6.1B
Non-Disc.$959M
Employees51
Clients--
DateSep 2010
Total AUM$6.6B
Discretionary$5.8B
Non-Disc.$806.7M
Employees51
Clients--
DateSep 2010
Total AUM$6.6B
Discretionary$5.8B
Non-Disc.$806.7M
Employees51
Clients--
DateJun 2010
Total AUM$6.6B
Discretionary$5.8B
Non-Disc.$806.7M
Employees51
Clients--
DateOct 2009
Total AUM$5.6B
Discretionary$5B
Non-Disc.$549.3M
Employees51
Clients--
DateMar 2009
Total AUM$5.6B
Discretionary$5B
Non-Disc.$549.3M
Employees51
Clients--
DateOct 2007
Total AUM$7.7B
Discretionary$7.1B
Non-Disc.$572.1M
Employees51
Clients--
DateMar 2007
Total AUM$7.7B
Discretionary$7.1B
Non-Disc.$572.1M
Employees51
Clients--
DateMar 2006
Total AUM$5.7B
Discretionary$5.2B
Non-Disc.$526.1M
Employees51
Clients--
DateAug 2004
Total AUM$3.7B
Discretionary$3.2B
Non-Disc.$451.3M
Employees51
Clients--
DateMar 2004
Total AUM$3.7B
Discretionary$3.2B
Non-Disc.$451.3M
Employees51
Clients--
DateOct 2003
Total AUM$3B
Discretionary$2.5B
Non-Disc.$512.1M
Employees51
Clients--
DateApr 2002
Total AUM$3.8B
Discretionary$3.3B
Non-Disc.$507.6M
Employees51
Clients--
DateOct 2001
Total AUM$4.8B
Discretionary$3.9B
Non-Disc.$898.4M
Employees51
Clients--