ROCKEFELLER & CO., INC
Legal name: ROCKEFELLER & CO., INC.
CRD #106264 SEC #801-15106 NEW YORK, NY 212-549-5100
SEC Registered Private Funds
Total AUM
$15.8B
Discretionary
$15.5B
Employees
159
Clients
101
Accounts
2,731
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 2
- LEI
- 254900AS2JCFQJX9T709
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BEINECKE, CANDACE, KRUGMAN | I | DIRECTOR | NA | Control |
| BERLIN, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| BRODERICK, KEVIN PATRICK, ANTHONY | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | CHAIRMAN OF THE BOARD | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CAMPBELL, COLIN, GOETZ | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| CHASIN, RICHARD, MELVIN | I | DIRECTOR | NA | Control |
| COHEN, JOEL, IRA | I | DIRECTOR OF CLIENT ADVISORY SERVICES | NA | Control |
| COHEN, JOEL, IRA | I | DIRECTOR OF CLIENT ADVISORY SERVICES | NA | Control |
| COWAN, STANLEY, FRANCIS | I | CONTROLLER AND TREASURER | NA | Control |
| COWAN, STANLEY, FRANCIS | I | CONTROLLER AND TREASURER | NA | Control |
| COWAN, STANLEY, FRANCIS | I | CONTROLLER AND TREASURER | NA | Control |
| COWAN, STANLEY, FRANCIS | I | CONTROLLER AND TREASURER | NA | Control |
| COWAN, STANLEY, FRANCIS | I | CONTROLLER AND TREASURER | NA | Control |
| DAVIS, JEFFREY, PARKER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAVIS, JEFFREY, PARKER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAVIS, JEFFREY, PARKER | I | CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| DAVIS, JEFFREY, PARKER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAVIS, JEFFREY, PARKER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLAHERTY, PAMELA, POTTER | I | DIRECTOR | NA | Control |
| FLEMING, GREGORY, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | COMPLIANCE OFFICER | NA | |
| GARCIA, YVETTE, MARIE | I | COMPLIANCE OFFICER | NA | |
| GARCIA, YVETTE, MARIE | I | COMPLIANCE OFFICER | NA | |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| GARCIA, YVETTE, MARIE | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| GOEDHUIS, FRANCESCO, JONATHAN | I | DIRECTOR | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIS, DAVID, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, STUART, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JANOW, MERIT | I | DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY III, REUBEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| JEFFERY, REUBEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| LEDERMAN, RANDI, IRIS | I | COMPLIANCE OFFICER | NA | |
| LEDERMAN, RANDI, IRIS | I | COMPLIANCE OFFICER | NA | |
| LEYDEN, JOHN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, TIMOTHY, JOSEPH | I | CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MCDONALD, JAMES, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MORIARTY, EDMOND, N | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| MUELLER, PAULA, JEAN | I | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| O'NEILL, ABBY, MILTON | I | DIRECTOR | NA | Control |
| O'NEILL, ABBY, MILTON | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| O'NEILL, ABBY, MILTON | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| O'NEILL, ABBY, MILTON | I | DIRECTOR | NA | Control |
| O'NEILL, ABBY, MILTON | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| O'NEILL, PETER, COLEMAN | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | DIRECTOR | NA | Control |
| ROCKEFELLER, DAVID JR. | I | CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, DAVID JR. | I | CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, DAVID JR. | I | CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, DAVID JR. | I | CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MARK, FITLER | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| ROCKEFELLER, MICHAEL, SORUM | I | DIRECTOR | NA | Control |
| SARNS, DAVID, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| SARNS, DAVID, RICHARD | I | CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SHAPARD, AUSTIN, VICTOR | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SINGH, HARDIT | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| SMITH, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| SMITH, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| SMITH, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| SMITH, ELIZABETH, WEINBERG | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND SECRETARY | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF LEGAL OFFICER | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND SECRETARY | NA | Control |
| STRAWBRIDGE, DAVID, ALAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND SECRETARY | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| THOMAS, GRAHAM, DANIEL | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| TRUCHI, DANIEL, MAX | I | DIRECTOR | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WESTBROOK, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RFS OPCO LLC | DE | MEMBER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DANIEL, RONALD, D | I | N/A | F | Control |
| DANIEL, RONALD, D | I | N/A | F | Control |
| DANIEL, RONALD, D | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| GRUMBACH, ANTONIA, M. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| HEINTZ, STEPHEN, B. | I | N/A | F | Control |
| LEWENT, JUDY, C. | I | N/A | F | Control |
| LEWENT, JUDY, C. | I | N/A | F | Control |
| LEWENT, JUDY, C. | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| LEWENT, JUDY, CAROL | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| PARSONS, RICHARD, D | I | N/A | F | Control |
| ROCKEFELLER CAPITAL MANAGEMENT GENERAL PARTNER L.L.C. | DE | ROCKEFELLER CAPITAL MANAGEMENT L.P. | F | Control |
| VIKING GLOBAL PARTNERS LLC | DE | VIKING GLOBAL INVESTORS LP | F | Control |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | DE | RFS OPCO LLC | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| ROCKEFELLER FAMILY TRUST | DE | ROCKEFELLER FINANCIAL SERVICES, INC. | E | Control |
| VIKING GLOBAL INVESTORS LP | DE | DRAGSA 24 CAYMAN LTD. | E | Control |
| VIKING GLOBAL INVESTORS LP | DE | DRAGSA 30 CAYMAN LTD. | E | Control |
| HALVORSEN, OLE, ANDREAS | I | VIKING GLOBAL PARTNERS LLC | D | Control |
| OTT, DAVID, CHRISTOPHER | I | VIKING GLOBAL PARTNERS LLC | D | Control |
| DRAGSA 24 CAYMAN LTD. | FE | ROCKEFELLER CAPITAL MANAGEMENT L.P. | C | Control |
| DRAGSA 24 CAYMAN LTD. | FE | ROCKEFELLER CAPITAL MANAGEMENT GENERAL PARTNER L.L.C. | C | Control |
| DRAGSA 30 CAYMAN LTD. | FE | ROCKEFELLER CAPITAL MANAGEMENT L.P. | C | Control |
| DRAGSA 30 CAYMAN LTD. | FE | ROCKEFELLER CAPITAL MANAGEMENT GENERAL PARTNER L.L.C. | C | Control |
| HALVORSEN, OLE, ANDREAS | I | VIKING GLOBAL INVESTORS LP | C | Control |
| OTT, DAVID, CHRISTOPHER | I | VIKING GLOBAL INVESTORS LP | C | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (24)
AR CA CO CT DC DE FL IL KS MA MD ME MI MN MO NH NJ NY OH PA VA VT WA WV
Address
10 ROCKEFELLER PLAZA3RD FLOOR
NEW YORK, NY 10020
United States
Phone: 212-549-5100