SOWA FINANCIAL GROUP INC
Legal name: SOWA FINANCIAL GROUP
CRD #107646 SEC #801-43008 LINCOLN, RI 401-434-8090
SEC Registered
Total AUM
$419.7M
Discretionary
$419.7M
Employees
7
Clients
1
Accounts
525
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $419.7M | $419.7M | $0 | 7 | 6 |
| Mar 2025 | $419.7M | $419.7M | $0 | 7 | 6 |
| Oct 2024 | $352.2M | $352.2M | $0 | 7 | 9 |
| May 2024 | $352.2M | $352.2M | $0 | 7 | 9 |
| Mar 2024 | $352.2M | $352.2M | $0 | 7 | 9 |
| Oct 2023 | $310.8M | $310.8M | $0 | 7 | 12 |
| Mar 2023 | $310.8M | $310.8M | $0 | 7 | 12 |
| Nov 2022 | $369.6M | $369.6M | $0 | 5 | 19 |
| Mar 2022 | $369.6M | $369.6M | $0 | 5 | 19 |
| Mar 2021 | $332.5M | $332.5M | $0 | 5 | 15 |
| Jun 2020 | $285.1M | $285.1M | $0 | 5 | 24 |
| Mar 2020 | $285.1M | $285.1M | $0 | 5 | 24 |
| Mar 2019 | $231.4M | $231.4M | $0 | 5 | 18 |
| Sep 2018 | $230.8M | $230.8M | $0 | 5 | 543 |
| Mar 2018 | $230.8M | $230.8M | $0 | 5 | 543 |
| Oct 2017 | $225.6M | $225.6M | $0 | 5 | 0 |
| Sep 2017 | $198.4M | $198.4M | $0 | 5 | 500 |
| Sep 2017 | $198.4M | $198.4M | $0 | 5 | 500 |
| Mar 2017 | $198.4M | $198.4M | $0 | 7 | 500 |
| Mar 2016 | $181.5M | $181.5M | $0 | 7 | 500 |
| Mar 2015 | $192.7M | $192.7M | $0 | 7 | 500 |
| Mar 2014 | $175M | $174.3M | $610K | 5 | 500 |
| Apr 2013 | $160.7M | $159.9M | $747.8K | 5 | 500 |
| May 2012 | $134.7M | $134.1M | $656.3K | 1 | 600 |
| Mar 2012 | $134.7M | $134.1M | $656.3K | 1 | 600 |
| Mar 2011 | $127.5M | $126.9M | $614.2K | 5 | -- |
| Apr 2010 | $101.4M | $100.8M | $522.7K | 5 | -- |
| Mar 2010 | $101.4M | $100.8M | $522.7K | 5 | -- |
| Mar 2008 | $107.7M | $0 | $107.7M | 10 | -- |
| May 2007 | $142.6M | $0 | $142.6M | 10 | -- |
| Mar 2007 | $142.6M | $0 | $142.6M | 10 | -- |
| Mar 2004 | $71.7M | $0 | $71.7M | 5 | -- |
| Jun 2001 | $35.6M | $0 | $35.6M | 5 | -- |
DateNov 2025
Total AUM$419.7M
Discretionary$419.7M
Non-Disc.$0
Employees7
Clients6
DateMar 2025
Total AUM$419.7M
Discretionary$419.7M
Non-Disc.$0
Employees7
Clients6
DateOct 2024
Total AUM$352.2M
Discretionary$352.2M
Non-Disc.$0
Employees7
Clients9
DateMay 2024
Total AUM$352.2M
Discretionary$352.2M
Non-Disc.$0
Employees7
Clients9
DateMar 2024
Total AUM$352.2M
Discretionary$352.2M
Non-Disc.$0
Employees7
Clients9
DateOct 2023
Total AUM$310.8M
Discretionary$310.8M
Non-Disc.$0
Employees7
Clients12
DateMar 2023
Total AUM$310.8M
Discretionary$310.8M
Non-Disc.$0
Employees7
Clients12
DateNov 2022
Total AUM$369.6M
Discretionary$369.6M
Non-Disc.$0
Employees5
Clients19
DateMar 2022
Total AUM$369.6M
Discretionary$369.6M
Non-Disc.$0
Employees5
Clients19
DateMar 2021
Total AUM$332.5M
Discretionary$332.5M
Non-Disc.$0
Employees5
Clients15
DateJun 2020
Total AUM$285.1M
Discretionary$285.1M
Non-Disc.$0
Employees5
Clients24
DateMar 2020
Total AUM$285.1M
Discretionary$285.1M
Non-Disc.$0
Employees5
Clients24
DateMar 2019
Total AUM$231.4M
Discretionary$231.4M
Non-Disc.$0
Employees5
Clients18
DateSep 2018
Total AUM$230.8M
Discretionary$230.8M
Non-Disc.$0
Employees5
Clients543
DateMar 2018
Total AUM$230.8M
Discretionary$230.8M
Non-Disc.$0
Employees5
Clients543
DateOct 2017
Total AUM$225.6M
Discretionary$225.6M
Non-Disc.$0
Employees5
Clients0
DateSep 2017
Total AUM$198.4M
Discretionary$198.4M
Non-Disc.$0
Employees5
Clients500
DateSep 2017
Total AUM$198.4M
Discretionary$198.4M
Non-Disc.$0
Employees5
Clients500
DateMar 2017
Total AUM$198.4M
Discretionary$198.4M
Non-Disc.$0
Employees7
Clients500
DateMar 2016
Total AUM$181.5M
Discretionary$181.5M
Non-Disc.$0
Employees7
Clients500
DateMar 2015
Total AUM$192.7M
Discretionary$192.7M
Non-Disc.$0
Employees7
Clients500
DateMar 2014
Total AUM$175M
Discretionary$174.3M
Non-Disc.$610K
Employees5
Clients500
DateApr 2013
Total AUM$160.7M
Discretionary$159.9M
Non-Disc.$747.8K
Employees5
Clients500
DateMay 2012
Total AUM$134.7M
Discretionary$134.1M
Non-Disc.$656.3K
Employees1
Clients600
DateMar 2012
Total AUM$134.7M
Discretionary$134.1M
Non-Disc.$656.3K
Employees1
Clients600
DateMar 2011
Total AUM$127.5M
Discretionary$126.9M
Non-Disc.$614.2K
Employees5
Clients--
DateApr 2010
Total AUM$101.4M
Discretionary$100.8M
Non-Disc.$522.7K
Employees5
Clients--
DateMar 2010
Total AUM$101.4M
Discretionary$100.8M
Non-Disc.$522.7K
Employees5
Clients--
DateMar 2008
Total AUM$107.7M
Discretionary$0
Non-Disc.$107.7M
Employees10
Clients--
DateMay 2007
Total AUM$142.6M
Discretionary$0
Non-Disc.$142.6M
Employees10
Clients--
DateMar 2007
Total AUM$142.6M
Discretionary$0
Non-Disc.$142.6M
Employees10
Clients--
DateMar 2004
Total AUM$71.7M
Discretionary$0
Non-Disc.$71.7M
Employees5
Clients--
DateJun 2001
Total AUM$35.6M
Discretionary$0
Non-Disc.$35.6M
Employees5
Clients--