SOWA FINANCIAL GROUP INC
Legal name: SOWA FINANCIAL GROUP
CRD #107646 SEC #801-43008 LINCOLN, RI 401-434-8090
SEC Registered
Total AUM
$419.7M
Discretionary
$419.7M
Employees
7
Clients
1
Accounts
525
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SOWA ALLARD, DONNA, GRACE | I | VICE PRESIDENT | NA | Control |
| SOWA ALLARD, DONNA, GRACE | I | VICE PRESIDENT | NA | Control |
| SOWA ALLARD, DONNA, GRACE | I | VICE PRESIDENT | NA | Control |
| SOWA ALLARD, DONNA, GRACE | I | VICE PRESIDENT | NA | Control |
| SOWA, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| SOWA, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| SOWA, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| SOWA, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA, DONALD, JOSEPH | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SOWA ALLARD, DONNA, GRACE | I | PRESIDENT | D | Control |
| SOWA ALLARD, DONNA, GRACE | I | PRESIDENT | D | Control |
| SOWA ALLARD, DONNA, GRACE | I | PRESIDENT, PARTNER | D | Control |
| SOWA ALLARD, DONNA, GRACE | I | PRESIDENT, PARTNER | D | Control |
| SOWA, DANIEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SOWA, DANIEL, JOSEPH | I | VP, MANAGING PARTNER, CCO | C | Control |
| SOWA, DANIEL, JOSEPH | I | VP, PARTNER, CCO | C | Control |
| SOWA, DANIEL, JOSEPH | I | VP, PARTNER, CCO | C | Control |
Registrations
Federal
IA
Nov 10, 2025 REGISTERED
Notice Filings (13)
CO CT FL LA MA MD ME NH NY RI SC TX VT
Address
24 ALBION ROADSUITE 340
LINCOLN, RI 02865
United States
Phone: 401-434-8090