GOFEN AND GLOSSBERG, L.L.C.
CRD #107859 SEC #801-54610 CHICAGO, IL 312-828-1100
SEC Registered
Total AUM
$6.5B
Discretionary
$6.2B
Employees
37
Clients
11
Accounts
3,573
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2023 | $6.5B | $6.2B | $320.3M | 37 | 8 |
| Dec 2022 | $6.5B | $6.2B | $320.3M | 37 | 8 |
| Feb 2022 | $6.5B | $6.2B | $320.3M | 37 | 8 |
| Jan 2022 | $5.6B | $5.3B | $279.9M | 35 | 8 |
| Sep 2021 | $5.6B | $5.3B | $279.9M | 35 | 8 |
| Feb 2021 | $5.6B | $5.3B | $279.9M | 35 | 8 |
| Jul 2020 | $5B | $4.7B | $260.8M | 35 | 9 |
| Jun 2020 | $5B | $4.7B | $260.8M | 35 | 9 |
| Jun 2020 | $5B | $4.7B | $260.8M | 35 | 9 |
| Mar 2020 | $5B | $4.7B | $260.8M | 35 | 9 |
| Nov 2019 | $4.2B | $3.9B | $249.2M | 27 | 11 |
| Sep 2019 | $4.2B | $3.9B | $249.2M | 27 | 11 |
| Jan 2019 | $4.2B | $3.9B | $249.2M | 27 | 11 |
| Jul 2018 | $4.4B | $4.1B | $276M | 27 | 12 |
| May 2018 | $4.4B | $4.1B | $276M | 27 | 12 |
| Mar 2018 | $4.4B | $4.1B | $276M | 27 | 12 |
| Nov 2017 | $4.3B | $4B | $266.9M | 27 | 12 |
| Mar 2017 | $4B | $3.7B | $275.3M | 27 | 1,000 |
| Mar 2016 | $3.8B | $3.5B | $249.9M | 27 | 1,000 |
| Mar 2015 | $3.7B | $3.5B | $228.5M | 27 | 1,000 |
| Mar 2014 | $3.5B | $3.3B | $213.9M | 27 | 1,000 |
| Nov 2013 | $3B | $2.8B | $166.8M | 27 | 1,000 |
| Mar 2013 | $3B | $2.8B | $166.8M | 27 | 1,000 |
| Mar 2012 | $2.8B | $2.6B | $165M | 11 | 1,000 |
| Mar 2011 | $2.9B | $2.7B | $168.8M | -- | -- |
| Mar 2009 | $2.5B | $2.4B | $157.8M | -- | -- |
| Mar 2008 | $3.2B | $2.9B | $205.8M | -- | -- |
| Mar 2007 | $3.1B | $2.9B | $198.1M | -- | -- |
| Mar 2006 | $3.1B | $2.9B | $179.5M | -- | -- |
| Mar 2006 | $3.1B | $2.9B | $199.2M | -- | -- |
| Sep 2005 | $3.1B | $2.9B | $199.2M | -- | -- |
| Jun 2004 | $3.1B | $2.9B | $249.2M | -- | -- |
| Apr 2004 | $3.1B | $2.9B | $249.2M | -- | -- |
| Nov 2003 | $2.9B | $2.7B | $218.3M | -- | -- |
| Mar 2002 | $3.3B | $2.9B | $339.1M | -- | -- |
| Jun 2001 | $3.5B | $3.1B | $372.5M | -- | -- |
DateMar 2023
Total AUM$6.5B
Discretionary$6.2B
Non-Disc.$320.3M
Employees37
Clients8
DateDec 2022
Total AUM$6.5B
Discretionary$6.2B
Non-Disc.$320.3M
Employees37
Clients8
DateFeb 2022
Total AUM$6.5B
Discretionary$6.2B
Non-Disc.$320.3M
Employees37
Clients8
DateJan 2022
Total AUM$5.6B
Discretionary$5.3B
Non-Disc.$279.9M
Employees35
Clients8
DateSep 2021
Total AUM$5.6B
Discretionary$5.3B
Non-Disc.$279.9M
Employees35
Clients8
DateFeb 2021
Total AUM$5.6B
Discretionary$5.3B
Non-Disc.$279.9M
Employees35
Clients8
DateJul 2020
Total AUM$5B
Discretionary$4.7B
Non-Disc.$260.8M
Employees35
Clients9
DateJun 2020
Total AUM$5B
Discretionary$4.7B
Non-Disc.$260.8M
Employees35
Clients9
DateJun 2020
Total AUM$5B
Discretionary$4.7B
Non-Disc.$260.8M
Employees35
Clients9
DateMar 2020
Total AUM$5B
Discretionary$4.7B
Non-Disc.$260.8M
Employees35
Clients9
DateNov 2019
Total AUM$4.2B
Discretionary$3.9B
Non-Disc.$249.2M
Employees27
Clients11
DateSep 2019
Total AUM$4.2B
Discretionary$3.9B
Non-Disc.$249.2M
Employees27
Clients11
DateJan 2019
Total AUM$4.2B
Discretionary$3.9B
Non-Disc.$249.2M
Employees27
Clients11
DateJul 2018
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$276M
Employees27
Clients12
DateMay 2018
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$276M
Employees27
Clients12
DateMar 2018
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$276M
Employees27
Clients12
DateNov 2017
Total AUM$4.3B
Discretionary$4B
Non-Disc.$266.9M
Employees27
Clients12
DateMar 2017
Total AUM$4B
Discretionary$3.7B
Non-Disc.$275.3M
Employees27
Clients1,000
DateMar 2016
Total AUM$3.8B
Discretionary$3.5B
Non-Disc.$249.9M
Employees27
Clients1,000
DateMar 2015
Total AUM$3.7B
Discretionary$3.5B
Non-Disc.$228.5M
Employees27
Clients1,000
DateMar 2014
Total AUM$3.5B
Discretionary$3.3B
Non-Disc.$213.9M
Employees27
Clients1,000
DateNov 2013
Total AUM$3B
Discretionary$2.8B
Non-Disc.$166.8M
Employees27
Clients1,000
DateMar 2013
Total AUM$3B
Discretionary$2.8B
Non-Disc.$166.8M
Employees27
Clients1,000
DateMar 2012
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$165M
Employees11
Clients1,000
DateMar 2011
Total AUM$2.9B
Discretionary$2.7B
Non-Disc.$168.8M
Employees--
Clients--
DateMar 2009
Total AUM$2.5B
Discretionary$2.4B
Non-Disc.$157.8M
Employees--
Clients--
DateMar 2008
Total AUM$3.2B
Discretionary$2.9B
Non-Disc.$205.8M
Employees--
Clients--
DateMar 2007
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$198.1M
Employees--
Clients--
DateMar 2006
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$179.5M
Employees--
Clients--
DateMar 2006
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$199.2M
Employees--
Clients--
DateSep 2005
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$199.2M
Employees--
Clients--
DateJun 2004
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$249.2M
Employees--
Clients--
DateApr 2004
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$249.2M
Employees--
Clients--
DateNov 2003
Total AUM$2.9B
Discretionary$2.7B
Non-Disc.$218.3M
Employees--
Clients--
DateMar 2002
Total AUM$3.3B
Discretionary$2.9B
Non-Disc.$339.1M
Employees--
Clients--
DateJun 2001
Total AUM$3.5B
Discretionary$3.1B
Non-Disc.$372.5M
Employees--
Clients--