GOFEN AND GLOSSBERG, L.L.C.
CRD #107859 SEC #801-54610 CHICAGO, IL 312-828-1100
SEC Registered
Total AUM
$6.5B
Discretionary
$6.2B
Employees
37
Clients
11
Accounts
3,573
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2022
- Branch Offices
- 0
- LEI
- 254900VCVSVPT4LTQP54
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERG, ALLEN, CURTIS | I | CHIEF OPERATING OFFICER | NA | Control |
| BERG, ALLEN, CURTIS | I | CHIEF OPERATING OFFICER | NA | Control |
| BIRENBERG, STEVEN, PERRY | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| BIRENBERG, STEVEN, PERRY | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| BROWN, MARK | I | GENERAL COUNSEL/CCO | NA | |
| BROWN, MARK | I | GENERAL COUNSEL/CCO | NA | |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARK | I | GENERAL COUNSEL/CCO | NA | |
| BROWN, MARK | I | GENERAL COUNSEL | NA | |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARK | I | GENERAL COUNSEL | NA | |
| BROWN, MARK | I | GENERAL COUNSEL | NA | |
| BROWN, MARK | I | GENERAL COUNSEL | NA | |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL | NA | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| DESKE, THOMAS, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| DESKE, THOMAS, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| DESKE, THOMAS, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| DESKE, THOMAS, MICHAEL | I | COMPLIANCE OFFICER | NA | |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Frazin, Scott, Jarrett | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | V.P./MEMBER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / RESEARCH ANALYST / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / RESEARCH ANALYST / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | V.P./MEMBER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / RESEARCH ANALYST / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GAWLIK, MICHAEL, A. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES | I | V.P./MEMBER | NA | Control |
| GOFEN, CHARLES | I | V.P./MEMBER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM | I | PRESIDENT/MEMBER | NA | Control |
| GOFEN, WILLIAM | I | PRESIDENT/MEMBER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | V.P./MEMBER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | V.P./MEMBER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| PTAK, JOHN, JOSEPH | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | V.P./MEMBER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| SCULLY, GAIL, CECELIA | I | V.P./MEMBER | NA | Control |
| SCULLY, GAIL, CECELIA | I | L.L.C. MEMBER / PORTFOLIO MANAGER | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | L.L.C. MEMBER / RESEARCH ANALYST | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | NA | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| Wang, Hongwu | I | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | NA | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGER MEMBER | D | Control |
| AMG/MIDWEST HOLDINGS, LLC | DE | MANAGER MEMBER | D | Control |
| AMG/MIDWEST HOLDINGS, LLC | DE | MANAGER MEMBER | D | Control |
| AMG/MIDWEST HOLDINGS, LLC | DE | MANAGER MEMBER | D | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| KUPFERBERG, PETER, BEHR | I | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| STELMACKI, MICHAEL, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR | B | Control |
| BIRENBERG, STEVEN | I | V.P./MEMBER | A | Control |
| BIRENBERG, STEVEN | I | V.P./MEMBER | A | Control |
| BOROVSKY, JAMES | I | V.P./ASST. TREASURER/MEMBER | A | Control |
| BOROVSKY, JAMES | I | V.P./ASST. TREASURER/MEMBER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BOROVSKY, JAMES, GORDON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, MARK | I | L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| BURKE, MARY, PATRICIA | I | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE V.P./MEMBER | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE V.P./MEMBER | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GLOSSBERG, JOSEPH, BERKSON | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOFEN, CHARLES, SAMUEL | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOFEN, CHARLES, SAMUEL | I | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOFEN, WILLIAM, HAROLD | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE V.P./TREASURER/SECRETARY/MEMBER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE V.P./TREASURER/SECRETARY/MEMBER | A | Control |
| GOODMAN, MARK, R. | I | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| GOODMAN, MARK, R. | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | V.P./MEMBER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| MYERS, JOHN, WILLIAM | I | V.P./MEMBER | A | Control |
| MYERS, JOHN, WILLIAM | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL | I | V.P./ASST. SECRETARY/MEMBER | A | Control |
| SOBOL, DANIEL | I | V.P./ASST. SECRETARY/MEMBER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| SOBOL, DANIEL, JOHN | I | L.L.C. MEMBER / PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
| VREE, JONATHAN, TODD | I | L.L.C. MEMBER/PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC. | DE | AMG MIDWEST HOLDINGS, LLC | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | AMG MIDWEST HOLDINGS, LLC | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | AMG MIDWEST HOLDINGS, LLC | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP | FE | CI US HOLDINGS INC. | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
Registrations
Federal
IA
Dec 22, 2022 REGISTERED
Notice Filings (30)
AZ CA CT DC DE FL GA IL IN KY LA MA MD MI MN MO NC NE NH NJ NY OH OR PA TN TX VA VT WA WI
Address
455 N. CITYFRONT PLAZA DR., SUITE 3200CHICAGO, IL 60611-5345
United States
Phone: 312-828-1100